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Securities / Derivatives
SEBI to Extend Insider Trading Prohibitions to Mutual Funds
By Editors | 17/07/2022
SEBI plans to require asset managers to disclose the holdings and transactions of connected persons, as well as those of their immediate relatives, on an independent platform.
Big Picture
HK Can Retain Hub Status for Alternative Asset Managers: AIMA
By Editors | 17/07/2022
Hong Kong should ensure financial services professionals can move freely, and expand Wealth Connect over time to include alternative asset classes, AIMA says.
Securities / Derivatives
CSRC to Pilot New Exit Channel for Investors in PE, VC Funds
By Darien Choong | 17/07/2022
PE and VC funds will be able to distribute pre-IPO shares to investors for investee companies that end up listing on the stock market.
Securities / Derivatives
Korea: New FSC Chief to Prioritise Market Stability, Innovation
By Editors | 17/07/2022
The FSC could use market stabilisation funds and impose short-selling bans to stabilise markets and address excessive volatility.
Big Picture
Asset Managers Need to Collaborate on Risk, Compliance – IA
By ESG Investor | 15/07/2022
New report from the Investment Association and Deloitte offers recommendations for asset managers on net zero transition.
ESG / Sustainability
Thailand SEC Launches ‘SDG Investor Map’
By Editors | 15/07/2022
The SEC says the SDG Investor Map will promote the capital market as a mechanism for driving Thailand towards the UN SDGs.
ESG / Sustainability
US SEC Overhauls 2020 Proxy Rules
By ESG Investor | 14/07/2022
SEC Commissioner Allison Herren Lee said the amendments are “bettered tailored” to balance the needs of investors.
Crypto / Digital Assets
FSB Updates G20 on Covid-19, Climate, Crypto Work
By Editors | 13/07/2022
Accompanying the letter to the G20 is a report on exit strategies to address COVID-19 scarring in the financial sector, and a statement on crypto-asset regulation.
Securities / Derivatives
Australia to Explore Unintended Impacts of Super Reforms
By Editors | 12/07/2022
In light of the upcoming review, the government will pause a planned extension of APRA’s performance tests beyond MySuper products for 12 months.
ESG / Sustainability
Taiwan Calls on Insurers to Invest in Six Strategic Industries
By Darien Choong | 12/07/2022
Four insurers will be awarded incentives based on their investment performance in each of three phases running until 30 June 2025.
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