SECURITIES / DERIVATIVES

    Securities / Derivatives

    HKMA, SFC to Proceed With Changes to FSP List

    By Editors | 27/06/2022

    One new entity, Nomura Financial Products Europe GmbH, is being added to the FSP List under the OTC derivatives regime.

    Securities / Derivatives

    ASIC Demands More Transparent Communications from Super Trustees

    By Editors | 26/06/2022

    The communication strategies of some trustees may have risked confusing or misleading members about their product’s performance, ASIC said.

    Market Infrastructure

    Court Rules Foreign Banks Must Face LIBOR Lawsuits in US

    By Editors | 26/06/2022

    The Supreme Court has allowed lawsuits accusing foreign banks of manipulating LIBOR to be heard in New York even though the banks did not operate in the US.

    Securities / Derivatives

    CFFEX Proposes to Launch New Derivatives Based on CSI 1000 Index

    By Editors | 26/06/2022

    New futures and options contracts will be based on the CSI 1000 index, which is considered a comprehensive reflection of the small A-share market.

    ESG / Sustainability

    Listed Equities’ Carbon Well Exceeds Paris Target

    By ESG Investor | 26/06/2022

    Stock exchanges’ listing rules are putting investors at risk, a new report from think tank Carbon Tracker finds.

    Securities / Derivatives

    SEBI Reviews Plans to Allow FPI Access to Commodity Derivatives

    By Editors | 26/06/2022

    SEBI asked large market participants to recommend risk management measures needed to allow FPI participation in exchange-traded commodity derivatives.

    Securities / Derivatives

    OJK Indonesia Restricts Stock Trading by Finance Companies

    By Editors | 25/06/2022

    Indonesia’s OJK also introduced new reporting requirements for securities companies conducting business as underwriters and broker-dealers.

    Securities / Derivatives

    ICMA Issues Guidance to Promote Bond Settlement Efficiency

    By Editors | 25/06/2022

    The best practice recommendations cover shaping of settlement instructions, partial settlement, auto-borrowing and netting.

    Market Infrastructure

    HKEX Instructs Market to Stop Issuing BCANs to Mainland Investors

    By Editors | 24/06/2022

    The instructions follow a December 2021 consultation from the CSRC that said Mainland investors would not be allowed to engage in northbound Stock Connect trading.

    Crypto / Digital Assets

    ADDX, CCB Partner to Enable Chinese Offshore Investments

    By Editors | 24/06/2022

    The CCB agreement allows ADDX to operationalise an arrangement with ICHAM to channel QDLP funds from mainland investors into overseas digital securities.

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