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Securities / Derivatives
HKMA, SFC to Proceed With Changes to FSP List
By Editors | 27/06/2022
One new entity, Nomura Financial Products Europe GmbH, is being added to the FSP List under the OTC derivatives regime.
Securities / Derivatives
ASIC Demands More Transparent Communications from Super Trustees
By Editors | 26/06/2022
The communication strategies of some trustees may have risked confusing or misleading members about their product’s performance, ASIC said.
Market Infrastructure
Court Rules Foreign Banks Must Face LIBOR Lawsuits in US
By Editors | 26/06/2022
The Supreme Court has allowed lawsuits accusing foreign banks of manipulating LIBOR to be heard in New York even though the banks did not operate in the US.
Securities / Derivatives
CFFEX Proposes to Launch New Derivatives Based on CSI 1000 Index
By Editors | 26/06/2022
New futures and options contracts will be based on the CSI 1000 index, which is considered a comprehensive reflection of the small A-share market.
ESG / Sustainability
Listed Equities’ Carbon Well Exceeds Paris Target
By ESG Investor | 26/06/2022
Stock exchanges’ listing rules are putting investors at risk, a new report from think tank Carbon Tracker finds.
Securities / Derivatives
SEBI Reviews Plans to Allow FPI Access to Commodity Derivatives
By Editors | 26/06/2022
SEBI asked large market participants to recommend risk management measures needed to allow FPI participation in exchange-traded commodity derivatives.
Securities / Derivatives
OJK Indonesia Restricts Stock Trading by Finance Companies
By Editors | 25/06/2022
Indonesia’s OJK also introduced new reporting requirements for securities companies conducting business as underwriters and broker-dealers.
Securities / Derivatives
ICMA Issues Guidance to Promote Bond Settlement Efficiency
By Editors | 25/06/2022
The best practice recommendations cover shaping of settlement instructions, partial settlement, auto-borrowing and netting.
Market Infrastructure
HKEX Instructs Market to Stop Issuing BCANs to Mainland Investors
By Editors | 24/06/2022
The instructions follow a December 2021 consultation from the CSRC that said Mainland investors would not be allowed to engage in northbound Stock Connect trading.
Crypto / Digital Assets
ADDX, CCB Partner to Enable Chinese Offshore Investments
By Editors | 24/06/2022
The CCB agreement allows ADDX to operationalise an arrangement with ICHAM to channel QDLP funds from mainland investors into overseas digital securities.
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