Securities / Derivatives

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    Securities / Derivatives

    Futu, Tiger Brokers to Delist from Chinese App Stores

    By Editors | 17/05/2023

    The online brokers were ordered in December to stop opening accounts for mainland investors to invest in Hong Kong and US markets.

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    ESG / Sustainability

    ICMA, LuxSE Launch New Sustainable Bond Database

    By Editors | 17/05/2023

    Data is available on more than 8,700 listed green, social, sustainability and sustainability-linked bonds aligned with ICMA’s Principles.

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    Securities / Derivatives

    SFC Chief Outlines Measures to Develop REITs Market

    By Manesh Samtani | 17/05/2023

    REITs could be allowed under Stock Connect, structured in a corporate (rather than trust) form, and add a renminbi counter for trading.

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    Securities / Derivatives

    Malaysia SC Commences Review of Capital Markets Law

    By Editors | 17/05/2023

    The review is part of the SC’s efforts to modernise the law, promote efficiencies, maintain capital market competitiveness, and ensure investors are protected.

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    Enforcement

    Korea to Investigate CFD Trades for Links to Stock Manipulation

    By Mark Johnston | 16/05/2023

    The FSC said it has confirmed that a “significant number” of CFD accounts were involved in last month’s stock crash.

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    Market Infrastructure

    MAS Issues “Close-to-Final” Derivatives Reporting Rule Updates

    By Manesh Samtani | 16/05/2023

    MAS set October 2024 as the commencement date for its new OTC derivatives reporting rules, aligning with ASIC.

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    AML / KYC

    Indian Authorities Investigating Three ‘Top Brokers’ – Reports

    By Editors | 16/05/2023

    Three top brokers, who were not named, were found to be engaged in “large-scale money laundering activities” with the involvement of PEPs.

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    ESG / Sustainability

    Hong Kong ESG Rules May Lift Mainland Disclosures

    By ESG Investor | 16/05/2023

    The upcoming rules will make HKEX-listed companies subject to the most stringent ESG disclosure requirements in the region.

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    Securities / Derivatives

    Northbound Trading for Swap Connect Has Launched

    By Manesh Samtani | 15/05/2023

    At the opening bell, 37 transactions worth about $273mn were executed involving participation from 16 foreign institutions.

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    Securities / Derivatives

    ICE Invites HK Firms to Trade Futures in Singapore

    By Editors | 14/05/2023

    ICE Clear Singapore received authorisation from the SFC allowing it to clear ICE Futures Singapore trades for Hong Kong-based clearing members.

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