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Capital / Liquidity
Korean Commercial Paper Markets Still Under Stress
By Editors | 13/11/2022
New measures announced include more active liquidity support from banks and additional purchasing support from KDB and KODIT.
Securities / Derivatives
APRA Proposes Measures to Improve Super Fund Transfer Process
By Editors | 13/11/2022
The measures are proposed in response to the erosion of member benefits that occurs when successor fund transfers are carried out.
Enforcement
Bursa Malaysia Issues Public Reprimand Over Sponsor Failures
By Editors | 13/11/2022
TA Securities did not assess the internal controls and risk management systems of the listing applicant and falsely represented that it had.
AML / KYC
LME Decides Against Banning Russian Metals from Warehouses
By Editors | 13/11/2022
The LME received feedback that a “material portion” of the market is still planning to buy Russian metal in 2023.
Capital / Liquidity
ESMA Recognises TAIFEX as QCCP Under EMIR
By Editors | 11/11/2022
The recognition lowers capital requirements and makes managing counterparty risk easier for EU financial institutions participating in Taiwan’s market.
Enforcement
SFC, ICAC Arrest Eight Over Ramp-and-Dump Schemes
By Editors | 11/11/2022
Combating social media ramp-and-dump schemes remains one of the top enforcement priorities of the SFC, says executive director of enforcement, Christopher Wilson.
Capital / Liquidity
FSB Sets Out Policy Proposals to Address Systemic Risk in NBFI
By Editors | 11/11/2022
The report offers policy proposals to address systemic risk in NBFI, highlighting recent strains in commodities and bond markets.
Securities / Derivatives
China Expands Bond Financing Support for Private Enterprises
By Editors | 10/11/2022
CNY 250 billion in bond issuances by private firms including developers will be supported through bond guarantees, credit enhancements, and bond purchases.
Securities / Derivatives
Taiwan Allows Brokers to Sell Wider Range of Trust Products
By Editors | 10/11/2022
The revisions also simplify application procedures and allow securities firms to provide financial planning services to clients through trusts.
Market Infrastructure
FIA Urges Careful Use of Circuit Breakers in Energy Markets
By Sanday Chongo Kabange | 10/11/2022
FIA is supportive of using circuit breakers to manage disorderly markets but not as tools to control or cap prices.
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