Securities / Derivatives

    Securities / Derivatives

    Fund Managers Relocating Staff Away from Hong Kong: HKIFA

    By Editors | 18/08/2022

    A survey of 36 fund managers found that almost 70 percent are finding it difficult to hire non-local and non-mainland staff to work in Hong Kong due to Covid restrictions.

    Sanctions

    LME Bans Russian Nickel From UK Warehouse Facilities

    By Editors | 18/08/2022

    Higher duties on Russian metals imposed as part of a sanctions package have now been extended to nickel.

    Market Infrastructure

    FCA Calls on Issuers to Transition Remaining LIBOR Bonds

    By Editors | 18/08/2022

    Issuers of remaining GBP, JPY and USD LIBOR-linked bonds should initiate consent solicitation processes, and not rely on synthetic rates.

    Crypto / Digital Assets

    Korea FSS Targets Illegal Short Selling, FX Transactions

    By Editors | 17/08/2022

    October inspections will focus on firms with high volumes of short selling transactions. Probe into crypto-related FX transactions still underway.

    Securities / Derivatives

    Investment Funds Increasingly Setting Up as Singapore VCCs

    By Editors | 17/08/2022

    Singapore has reportedly been welcoming more than a dozen investment funds every month under the VCC regime.

    Capital / Liquidity

    China to Issue Guarantees on Bonds Issued by Developers

    By Editors | 17/08/2022

    State-owned China Bond Insurance will give unconditional and irrevocable joint liability guarantees for batches of bond sales in the interbank market.

    AML / KYC

    Moscow Reopens Bond Market to ‘Friendly’ Nations

    By Manesh Samtani | 17/08/2022

    Investors from “unfriendly” countries remain subject to capital controls banning them from selling or collecting payments on Russian securities.

    Securities / Derivatives

    More Clarity Needed on China Green Bond Principles: Fitch

    By ESG Investor | 16/08/2022

    Fitch Ratings said the new principles provide greater transparency but lack clarity on the use of proceeds for working capital and debt repayment.

    Enforcement

    HK Exchange Censures Ping An Securities, Two Former Directors

    By Editors | 16/08/2022

    The two former executive directors of Ping An Securities caused losses to the company through unapproved loans and asset disposals.

    Market Infrastructure

    CFTC Removes Clearing Requirement for LIBOR Swaps

    By Editors | 16/08/2022

    Mandatory clearing requirements will instead apply to interest rate swaps referencing SARON, TONA, €STR, SOFR and SORA.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team