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Securities / Derivatives
SEBI Seeks to Regulate Algo Trading by Retail Investors
By Editors | 13/12/2021
SEBI is concerned that investors are increasingly using unregulated third party applications and algorithms to automate decision-making and trading.
AML / KYC
CSRC to Enhance Account Management in Securities Industry
By Darien Choong | 13/12/2021
A pilot project has been initiated with 10 securities firms to optimise their account management functions and ensure the safety of customer funds.
ESG / Sustainability
HK Bourse Finalises New Rules on Governance, Board Diversity
By Editors | 13/12/2021
Amended corporate governance code and listing rules will require firms to ensure board independence, refreshment, and diversity from 1 January 2022.
ESG / Sustainability
PBOC Reiterates Commitment to Hong Kong Financial Centre
By Sanday Chongo Kabange | 13/12/2021
Key areas of collaboration to enhance Hong Kong’s roles as an international financial centre include CBDC, regtech, green finance development.
ESG / Sustainability
Japan Unlikely to Issue Sovereign ESG Bonds in the Near Future
By Sanday Chongo Kabange | 13/12/2021
Issuing ESG bonds separately from conventional JGBs could make the process of borrowing money less efficient, said finance ministry official Masato Kanda.
Press Release
Regulation Asia Awards for Excellence 2021 – Results Announcement
By Editors | 10/12/2021
Regulation Asia held its fourth annual Awards ceremony on 9 December 2021. Here we explain our methodology and announce the winners for the year.
Securities / Derivatives
China to Restrict Use of VIE Structures for Foreign IPOs
By Manesh Samtani | 10/12/2021
The blacklist is expected to target new companies in sensitive sectors that use VIE structures to run their China businesses.
Market Infrastructure
IMF Calls on FSB to Create Global Regulatory Framework for Crypto
By Manesh Samtani | 10/12/2021
The IMF proposes three elements that should be included in the framework, which is urgently needed to manage financial stability and market conduct risks.
Securities / Derivatives
TAIFEX Receives CFTC Certification for New Mini Finance Futures
By Editors | 09/12/2021
TAIFEX said the financial industry is the most interesting sector to foreign investors in Taiwan’s stock market.
Securities / Derivatives
Bursa Malaysia Launches New Research Portal for Investors
By Editors | 09/12/2021
The portal helps listed companies improve their overall visibility, facilitates price discovery, promotes informed investment decision-making.
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