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Securities / Derivatives
Mainland Investment Banks Barred from Sponsoring HK SPACs
By Editors | 14/03/2022
Mainland investment banks cannot act as SPAC promoters in Hong Kong, but commercial bank-affiliated institutions can.
Enforcement
SEBI Seizes Records from Market Manipulators in 4 States
By Editors | 14/03/2022
Individuals and entities were operating Telegram channels to encourage investors to deal in listed stocks, thereby creating “artificial volume and price rise”.
Securities / Derivatives
Bangladesh Adjusts Circuit Breaker to Prevent Stock Market Losses
By Editors | 14/03/2022
Trading to be halted if a listed company loses 2% in value. BSEC also urging banks to make fresh investments in the stock market.
Securities / Derivatives
SEBI Raises Limit for Debt Investments via UPI Mechanism
By Editors | 11/03/2022
The limit for investments in debt securities via the UPI mechanism is being increased from INR 200,000 to INR 500,000, effective 1 May 2022.
Market Infrastructure
ASIC Updates Market Integrity Rules and 10 Rule Books
By Ranamita Chakraborty | 11/03/2022
From 10 March 2023, financial markets and participants will have to comply with new technological and operational resilience rules.
Market Infrastructure
HKEX to Launch Derivatives Holiday Trading on 9 May
By Editors | 11/03/2022
The first suite of products to be added to Derivatives Holiday Trading will be all MSCI futures and options contracts.
Securities / Derivatives
ASX Proposes New Fee Model for Issuer Services
By Editors | 10/03/2022
The new fee model is intended to be simpler and provide greater certainty to issuers about ASX charges for issuer services.
Sanctions
China Widens Trading Band for Yuan-Ruble Currency Pair
By Editors | 10/03/2022
The existing 5 percent trading band around a daily midpoint set by the PBOC is making it difficult to price the exchange rate amid heightened ruble volatility.
Enforcement
FINRA Fines Deutsche Bank Securities for Best Execution Failures
By Editors | 10/03/2022
The firm routed customer orders to its own ATS before routing any part of the order to an exchange of the customer’s preference, FINRA said.
Securities / Derivatives
Nickel Short Squeeze Prompts Scrutiny from Chinese Regulators
By Editors | 09/03/2022
State-owned entities are being asked to provide data on their exposures energy and commodity-linked derivatives contracts.
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