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Securities / Derivatives
Thai SEC Allows Mutual Funds to Use Three-tiered Investment
By Mark Johnston | 06/01/2022
Three-tiered investment will increase flexibility for asset management companies and enable them to manage their asset allocation more efficiently, the SEC said.
Securities / Derivatives
RBI Introduces New Market Making Scheme for G-sec Market
By Sanday Chongo Kabange | 06/01/2022
The market-making scheme will ensure quotes are available to retail investors using the RBI Retail Direct Scheme to buy and sell G-secs.
Enforcement
Malaysia SC Charges Serba Dinamik Execs for False Disclosure
By Ranamita Chakraborty | 06/01/2022
Four executives of oil and gas engineering company Serba Dinamik have been charged for submitting a false statement to Bursa Malaysia.
Market Infrastructure
China’s Rules on Cybersecurity Reviews to Take Effect in Mid-Feb
By Manesh Samtani | 06/01/2022
The final rules, proposed in July, require companies holding personal data of more than one million users to undergo a cybersecurity review before they can list overseas.
Securities / Derivatives
FSC Korea Outlines Plans to Launch Second ‘New Deal’ Fund
By Sanday Chongo Kabange | 05/01/2022
A private fund manager will be selected to manage 20% of the fund, which will prioritise investment in carbon net zero initiatives and local New Deal sectors.
Enforcement
Singapore Police, MAS Launch Probe into Unlicensed Trading Platform
By Editors | 05/01/2022
Three arrests have been made amid suspicions that “irregular trading activities have been carried out on the platform”.
ESG / Sustainability
The Golden Thread Running Through Sustainability
By Michael Tang | 05/01/2022
Michael Tang discusses SGX’s progressive approach to sustainability reporting, and the need for boards to consider what is best suited for the business, its operations and stakeholders.
Securities / Derivatives
BNM Finalises Guidance for Wholesale Financial Market Conduct
By Mark Johnston | 04/01/2022
Market conduct risk assessments should be done at least annually, to serve as a systematic method for assessing susceptibility to misconduct and documenting mitigating actions or controls.
Securities / Derivatives
SEBI Issues Rules for Vault Managers of Gold Exchanges
By Editors | 04/01/2022
The rules pave the way for new gold exchanges to be established in India, which will enhance the transparency of domestic spot price discovery.
Securities / Derivatives
China Simplifies Overseas Bond Issuance for Domestic FIs
By Editors | 04/01/2022
More streamlined filing and registration procedures and timely submission of issuance information will improve the efficiency of the use of foreign debt funds, the PBOC said.
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