ADVERTISEMENT
Enforcement
IOSCO Proposes Measures to Address Risks from Online Marketing
By Manesh Samtani | 18/01/2022
IOSCO proposes policy and enforcement measures to address risks in online marketing and distribution of financial products to retail investors.
Fintech / Regtech
MAS Grants RMO Licence to Digital Asset Platform ECXX
By Editors | 17/01/2022
ECXX Global Pte Ltd entered Sandbox Express in August 2020 as a digital asset exchange platform providing investors access to security tokens.
Securities / Derivatives
HKEX to Roll Out New Electronic Communication Platform
By Editors | 17/01/2022
The new platform will be rolled out in phases starting in early Q1, improving usability and paving the way for new functionalities to be added, HKEX says.
Securities / Derivatives
CSRC Issues Testing Standards for Securities, Futures Apps
By Editors | 17/01/2022
The standards set out the requirements for testing the security of mobile internet applications used in the securities and futures industry.
Securities / Derivatives
Taiwan Allows Investors to Use Pre-settled Funds for Stock Trading
By Editors | 16/01/2022
Investors will be able to use claims on pre-settled funds from the sale of stock as collateral for trading, which will improve market liquidity and investor convenience.
Enforcement
Korea FSS to Bolster Capacity at Special Investigations Unit
By Editors | 16/01/2022
The FSS said an increase in manpower and an expansion of the unit’s scope are needed to strengthen its capacity to respond to unfair trading practices in the capital market.
Enforcement
SEBI Issues Guidelines on Penalties for Issuer Disclosure Failures
By Editors | 16/01/2022
The guidelines specify fines amounting to INR 5,000 per day for delays in disclosing information about board and shareholder meetings, and non-submission of quarterly and annual financial results.
Securities / Derivatives
Tokyo to Establish Sustainable Energy Fund in March 2022
By Editors | 15/01/2022
The Tokyo metropolitan government will invest JPY 1 billion in the fund, which will be operated by Looop Inc, as part of efforts to promote the development of renewable energy.
Crypto / Digital Assets
Thai Stock Exchange Unveils Three-Year Strategic Plan
By Mark Johnston | 14/01/2022
The SET will launch a new exchange for fundraising by SMEs and startups within in Q1, and a new digital asset exchange in Q3.
Big Picture
IOSCO Outlines Pandemic Lessons on Operational Resilience
By Editors | 14/01/2022
The pandemic highlighted that greater automation of compliance and supervisory processes may better accommodate a remote workforce.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team