SECURITIES / DERIVATIVES

Securities / Derivatives

Taiwan Raises Risk Management Expectations for Futures Funds

By Darien Choong | 15/11/2021

Futures trusts will need to have dedicated risk management departments and be prohibited from conducting discretionary futures trades for clients.

ESG / Sustainability

SRI Taxonomy a ‘Critical Building Block’ for Malaysia Capital Market

By Manesh Samtani | 15/11/2021

Malaysia’s Securities Commission is on track to publish a draft SRI taxonomy for consultation by the end of the year.

Securities / Derivatives

Chinese Power Companies Issue First ‘Energy Guarantee Bonds’

By Editors | 15/11/2021

Industrial Bank underwrote two ‘energy guarantee bonds’ worth a total CNY 4 billion, the proceeds of which will be used to help address power shortages.

Securities / Derivatives

TSE RFQ platform for ETFs Reaches New Milestone

By Editors | 15/11/2021

The Tokyo Stock Exchange said it plans to continue to update and improve the CONNEQTOR platform by enabling a larger variety of trading methods.

Securities / Derivatives

China Allows Foreign Firms to Issue Social, Sustainability Bonds

By Editors | 15/11/2021

Overseas firms  can register to issue ‘panda bonds’ designated to fund social responsibility and sustainable development projects, NAFMII has announced.

Securities / Derivatives

RBI Opens Direct Access to G-Secs Market for Retail Investors

By Editors | 14/11/2021

As of 2.30pm on Saturday, the new RBI Retail Direct Scheme had received over 12,000 registrations from retail investors, which was described as an “encouraging response”.

Market Infrastructure

Beijing Stock Exchange Starts Trading With 81 Listings

By Sanday Chongo Kabange | 14/11/2021

The first batch of listings will start trading today (15 November), just two months after the SME-focused exchange was proposed by President Xi Jinping.

Securities / Derivatives

BNM Raises Expectations of Good Conduct in Wholesale Markets

By Manesh Samtani | 14/11/2021

The board and management must ensure good conduct culture is embedded and governance structures “inculcate fair and ethical decision making”.

Securities / Derivatives

CSRC Bars Brokers from Using ‘Influencers’ to Push Stocks

By Editors | 14/11/2021

Securities firms are prohibited from working with social media influencers who are not licensed. Providing investment recommendations via livestreaming is banned.