Securities / Derivatives

Securities / Derivatives

India Expands Jane Street Probe to Include Local Partner Nuvama

By Editors | 01/08/2025

The 'survey' at Nuvama Wealth Management's offices is linked to its role as a trading partner for Jane Street, which has been under regulatory scrutiny.

Securities / Derivatives

BSP Launches Open Finance Pilot to Boost Retirement Funds

By Editors | 01/08/2025

The BSP has partnered with financial firms on a new framework to simplify access to voluntary retirement accounts.

Crypto / Digital Assets

Hong Kong Confirms Plans to Expand Family Office Tax Breaks

By Manesh Samtani | 01/08/2025

The expanded tax breaks will cover transactions in digital assets, emission derivatives/allowances, insurance-linked securities, loans, and private credit investments.

Enforcement

Bangladesh: BSEC Bans Former Chairman for Life Over Bond Scams

By Editors | 31/07/2025

The BSEC has also imposed multi-million dollar fines and sanctioned its own former leadership in a landmark enforcement action targeting market manipulation.

ESG / Sustainability

GIFT City Regulator Issues New Framework for Transition Bonds

By Nithya Subramanian | 31/07/2025

Issuers must ensure that transition bond proceeds are used exclusively for projects are aligned with international taxonomies and climate transition pathways.

Securities / Derivatives

Korean Venture Groups Propose Measures to Revitalise KOSDAQ Market

By Editors | 31/07/2025

The associations are calling for a major liquidity injection, increased pension fund investment, and structural reforms to boost the KOSDAQ market.

Trending

Korea Launches Joint Task Force to Combat Stock Manipulation

By Manesh Samtani | 31/07/2025

A new multi-agency team will enforce a "one-strike out" policy with tougher penalties and enhanced surveillance to root out unfair trading.

Securities / Derivatives

Law Reform Needed to Combat 'Industrial Scale' Super Misconduct: ASIC

By Sanday Chongo Kabange | 31/07/2025

ASIC has called for new laws and a collective industry response to tackle the exploitation of retirement savings.

Trending

China's NAFMII Issues New Rules Targeting Underwriting 'Price Wars'

By Manesh Samtani | 31/07/2025

The new regulations, effective 11 August, aim to curb distorted pricing by banning below-cost fees and tightening book-building procedures.