SECURITIES / DERIVATIVES

    Enforcement

    HK Court Convicts Former Convoy Executives for Fraud

    By Editors | 21/09/2021

    Former Convoy executives conspired to dishonestly arrange for bond placement commissions to be diverted to a company they substantially owned.

    Securities / Derivatives

    JSDA to Form Industry Panel to Review IPO Pricing Mechanism

    By Editors | 20/09/2021

    Startups say IPO prices are set too low prior to listing and that they have often surged on listing. Brokers say the gaps are caused by volatility.

    Market Infrastructure

    OSE, TOCOM Launch New Derivatives Trading System

    By Editors | 20/09/2021

    J-GATE 3.0 will help to expand market liquidity and improve reliability and convenience for investors and trading participants.

    Securities / Derivatives

    Montréal Exchange Extends Trading Hours to Accommodate APAC

    By Editors | 20/09/2021

    The Canadian derivatives exchange said it is syncing its trading hours with APAC markets to support growing investor demand.

    Securities / Derivatives

    CSE Launches New OTC Platform for Corporate Debt Repo

    By Duruthu E Chandrasekera | 20/09/2021

    The new platform will enhance the repo trading mechanism and facilitate a buildup of liquidity in Sri Lanka’s corporate debt market.

    Securities / Derivatives

    CSRC Drafts Disclosure Rules for SMEs on New Beijing Exchange

    By Editors | 20/09/2021

    The proposed rules sets requirements on disclosure content and format to ensure the effectiveness and readability of information disclosures SMEs on the BSE.

    Securities / Derivatives

    US Fed to Review Ethics Rules Following Disclosures by Officials

    By Editors | 19/09/2021

    Financial disclosures filed by senior Fed officials showed multiple stock trades in 2020 worth millions of dollars, raising concerns over conflicts of interest.

    Market Infrastructure

    HKMA Names Market Makers for Southbound Bond Connect

    By Editors | 18/09/2021

    The designated market makers were selected based on several criteria, including their Hong Kong bond market activities and their counterparty networks with Mainland FIs.

    Securities / Derivatives

    CSRC Forms Inter-agency Group to Rein in Capital Market Crime

    By Editors | 18/09/2021

    The group will enhance coordination between the central and local government agencies to better enforce against and punish capital markets misconduct.

    Securities / Derivatives

    Sri Lanka: CSE to Allow Fundraising in Foreign Currencies

    By Duruthu E Chandrasekera | 18/09/2021

    Sri Lankan companies will be allowed to raise debt and equity in foreign currency on the Colombo Stock Exchange. A new benchmark index is also being launched.

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