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Securities / Derivatives
SEC Thailand Targets 2021 Launch for New SME Board
By Pongnut Thanaboonchai | 16/09/2021
Only investors with experience and knowledge of investment products and a high level of assets can invest in primary and secondary markets for SMEs.
AML / KYC
SFC Finalises AML Guidelines for Securities Sector
By Manesh Samtani | 15/09/2021
The guidelines will take effect on 30 September, except for the new cross-border correspondent relationships requirements, which take effect six months later.
Capital / Liquidity
CBIRC Drafts Liquidity Risk Management Rules for WMPs
By Editors | 15/09/2021
Wealth management firms must continually monitor liquidity risk in wealth management products as well as the assets in which they invest.
Securities / Derivatives
Thailand, Singapore to Introduce Depository Receipt Linkage
By Manesh Samtani | 15/09/2021
Through the new linkage, Singapore and Thailand listed companies will be able to issue depository receipts in each other’s markets.
Market Infrastructure
HKEX to Roll Out New Market Access Platform on 27 September
By Editors | 15/09/2021
The change is expected to improve latency, deliver higher performance, and provide greater flexibility to implement new functionalities in the future.
Market Infrastructure
Southbound Bond Connect to Launch on 24 September
By Editors | 15/09/2021
Southbound trading under Bond Connect will have an initial daily quota of CNY 20 billion and an annual quota of CNY 500 billion.
Fintech / Regtech
Bursa Malaysia to Explore Dematerialised Structured Warrants
By Editors | 15/09/2021
Digital Asset, VMware, Macquarie Capital Securities and Maybank Investment Bank will participate in the dematerialisation proof-of-concept.
Market Infrastructure
Beijing Stock Exchange Issues Draft Listing Rules
By Editors | 14/09/2021
The draft rules cover issuance and listing rules, audit rules, and rules for refinancing and major asset reorganisations of listed companies.
Securities / Derivatives
Korea to Introduce Fractional Trading of Foreign, Domestic Stocks
By Manesh Samtani | 13/09/2021
Fractional trading is expected to become available within this year for foreign stocks, and in Q3 2022 for domestic stocks, the FSC said.
Securities / Derivatives
Korea to Create Additional ₩100bn ‘New Deal’ Fund
By Sanday Chongo Kabange | 13/09/2021
The additional New Deal fund will be financed through 80bn won in investments from the private sector and 20bn won from the government.
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