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Enforcement
SFC Bans BNP Representative for Unauthorised Discretionary Trading
By Editors | 29/03/2022
The relationship manager asked clients to pre-sign blank instruction forms so he could place trades for their accounts without having to inform them in advance.
Crypto / Digital Assets
Thailand SEC Unveils 2022-2024 Strategic Plan
By Editors | 29/03/2022
The SEC will seek to enhance competitiveness, ensure inclusiveness, and strengthen trust and confidence in the capital market.
Market Infrastructure
SSE, SZSE Issue Rules to Expand Stock Connect to Europe
By Editors | 29/03/2022
UK, Swiss and German listed companies can issue CDRs in China if they have a market cap of at least $3.14bn and a listing history of at least three years.
Market Infrastructure
Malaysia in Talks to Harmonise Carbon Trading
By Editors | 29/03/2022
The establishment of a single carbon trading market for Malaysia will help to avoid fragmentation across the country.
Crypto / Digital Assets
ASX Announces Likely Delay to Chess Replacement Go-Live
By Editors | 29/03/2022
The next software release from technology provider Digital Asset has been delayed by three months, impacting the project schedule.
Securities / Derivatives
SEBI to Allow Exchanges to Offer Commodity Index Options
By Editors | 29/03/2022
SEBI has set out a product design and risk management framework that should be used by exchanges looking to offer such products.
Securities / Derivatives
Bursa Malaysia to Incentivise Research into Listed Companies
By Editors | 29/03/2022
The initiative will lead to better value recognition for companies and enhance corporate governance, transparency and disclosure, Bursa Malaysia said.
Securities / Derivatives
CSRC to Promote Bond Issuance by Private Enterprises
By Editors | 29/03/2022
Priority will be given to support bond issuances by private firms in high-tech and strategic emerging industries, the CSRC said.
Securities / Derivatives
Climate Impact X, Carbonplace Partner on Carbon Credit Trading
By Editors | 28/03/2022
The pilot will establish a framework for executing carbon credit transactions via Climate Impact X’s marketplace, with Carbonplace performing all settlements.
Securities / Derivatives
OJK Calls on State-owned Enterprises to List on Stock Exchange
By Editors | 27/03/2022
To date, only 23 of Indonesia’s 82 state-owned enterprises have made public offerings in the capital market.
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