SECURITIES / DERIVATIVES

    Market Infrastructure

    ASX November Outage Caused By Hasty Trading System Launch

    By Sanday Chongo Kabange | 23/08/2021

    An independent review commissioned by ASIC and RBA found that ASX’s upgraded equity trading system was not ready to go-live.

    Fintech / Regtech

    US SEC Allows API Access to Financial Disclosure Data

    By Editors | 22/08/2021

    The APIs aggregate financial statement data and make corporate disclosures quicker and easier for developers and third-party services to use

    ESG / Sustainability

    SFC Finalises Climate Risk Requirements for Fund Managers

    By Manesh Samtani | 22/08/2021

    Fund managers have 12-15 months to comply with the requirements, which cover governance, investment management, risk management and disclosure.

    Securities / Derivatives

    Taiwan FSC Eases Rules for Overseas Branches of Securities Firms

    By Editors | 22/08/2021

    Securities firms will be allowed to offer foreign currency custody services at overseas branches with a net value of TWD 4 billion, compared to TWD 10 billion previously.

    Securities / Derivatives

    Philippine SEC Issues Final Guidelines for ASEAN CIS Framework

    By Editors | 22/08/2021

    In May, the Philippines became the fourth signatory to the ASEAN CIS Framework for cross-border funds after Malaysia, Singapore and Thailand.

    Securities / Derivatives

    India Pilots New Gift City Bullion Exchange

    By Editors | 20/08/2021

    The International Bullion Exchange will be the ‘gateway for bullion imports into India’, the finance ministry said in a statement.

    Market Infrastructure

    HKEX Set to Launch A-share Index Futures in October

    By Editors | 20/08/2021

    The SFC approved HKEX’s launch of the new futures contract on Friday, calling it a major milestone for Hong Kong’s capital markets.

    Securities / Derivatives

    AMAC Issues Conduct Guidelines for Managers of Retail Funds

    By Sanday Chongo Kabange | 20/08/2021

    Directors, supervisors and senior managers should “lead by example” and consciously advocate the implementation of a healthy industry culture.

    Securities / Derivatives

    SGX Mulls Lower Market Cap Requirement for SPAC Listings

    By Editors | 19/08/2021

    SGX is reportedly considering reducing the proposed minimum market cap requirement from S$300mn proposed in its consultation to S$150mn.

    ESG / Sustainability

    China’s ETS on Path to Halve Carbon Emissions by 2060

    By ESG Investor | 19/08/2021

    The success of China’s national emissions trading scheme depends on rapid extension beyond the utilities sector, says a report from the AIGCC and Schroders.

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