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Securities / Derivatives
CSRC Approves Neuberger Berman China Fund Business
By Editors | 28/09/2021
Neuberger Berman becomes just the third foreign fund manager to be granted approval for a domestic mutual fund business after BlackRock and Fidelity.
ESG / Sustainability
SGX-Temasek JV to Launch Issuer Services Platform in Q4 2021
By Editors | 27/09/2021
Marketnode has established partnerships with 10 FIs to facilitate the launch of the new platform, which is part of a new digital infrastructure for fixed income.
Securities / Derivatives
TFEX Extends Trading Hours to Facilitate Currency Hedging
By Editors | 27/09/2021
TFEX says extended trading hours will accommodate investors’ trading needs and enable them to manage foreign exchange risk more conveniently.
Big Picture
Australia Funds Industry Prone to Conflicts of Interest
By Editors | 26/09/2021
A “long, complex value chain” of intermediaries between fund managers and retail investors raises the potential for conflicts of interest.
Market Infrastructure
Southbound Bond Connect Trading Officially Launched
By Manesh Samtani | 26/09/2021
More than 40 mainland institutional investors and 11 Hong Kong market makers participated in the first day of trading.
Securities / Derivatives
ICMA, NAFMII Publish Guidance on China Interbank Bond Market
By Editors | 26/09/2021
The guidance includes a handbook on investing in the CIBM, as well as a set of case studies to help foreign companies better understand panda bond issuance.
Securities / Derivatives
ASEAN Exchanges to Identify Common ESG Metrics
By Pongnut Thanaboonchai | 26/09/2021
Seven ASEAN exchanges have formed a new ESG working group to start work towards a ‘common sustainability programme’.
Crypto / Digital Assets
Thai SEC Directs Listed Companies to Disclose Crypto Investments
By Pongnut Thanaboonchai | 25/09/2021
Disclosures should be made through the SET’s online portal, company websites, annual registration statements and annual reports.
Securities / Derivatives
Thailand’s SEC to Simplify Fund Disclosure Requirements
By Pongnut Thanaboonchai | 23/09/2021
The SEC said the information contained in prospectuses and factsheets is repetitive and redundant, making it difficult for investors to digest the information.
Enforcement
ASIC Warns of Social Media ‘Pump and Dump’ Campaigns
By Editors | 23/09/2021
ASIC calls on market participants and listed companies to be on the lookout for and report suspected ‘pump and dump’ activity in listed securities.
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