Securities / Derivatives

    Securities / Derivatives

    CSRC Approves Neuberger Berman China Fund Business

    By Editors | 28/09/2021

    Neuberger Berman becomes just the third foreign fund manager to be granted approval for a domestic mutual fund business after BlackRock and Fidelity.

    ESG / Sustainability

    SGX-Temasek JV to Launch Issuer Services Platform in Q4 2021

    By Editors | 27/09/2021

    Marketnode has established partnerships with 10 FIs to facilitate the launch of the new platform, which is part of a new digital infrastructure for fixed income.

    Securities / Derivatives

    TFEX Extends Trading Hours to Facilitate Currency Hedging

    By Editors | 27/09/2021

    TFEX says extended trading hours will accommodate investors’ trading needs and enable them to manage foreign exchange risk more conveniently.

    Big Picture

    Australia Funds Industry Prone to Conflicts of Interest

    By Editors | 26/09/2021

    A “long, complex value chain” of intermediaries between fund managers and retail investors raises the potential for conflicts of interest.

    Market Infrastructure

    Southbound Bond Connect Trading Officially Launched

    By Manesh Samtani | 26/09/2021

    More than 40 mainland institutional investors and 11 Hong Kong market makers participated in the first day of trading.

    Securities / Derivatives

    ICMA, NAFMII Publish Guidance on China Interbank Bond Market

    By Editors | 26/09/2021

    The guidance includes a handbook on investing in the CIBM, as well as a set of case studies to help foreign companies better understand panda bond issuance.

    Securities / Derivatives

    ASEAN Exchanges to Identify Common ESG Metrics

    By Pongnut Thanaboonchai | 26/09/2021

    Seven ASEAN exchanges have formed a new ESG working group to start work towards a ‘common sustainability programme’.

    Crypto / Digital Assets

    Thai SEC Directs Listed Companies to Disclose Crypto Investments

    By Pongnut Thanaboonchai | 25/09/2021

    Disclosures should be made through the SET’s online portal, company websites, annual registration statements and annual reports.

    Securities / Derivatives

    Thailand’s SEC to Simplify Fund Disclosure Requirements

    By Pongnut Thanaboonchai | 23/09/2021

    The SEC said the information contained in prospectuses and factsheets is repetitive and redundant, making it difficult for investors to digest the information.

    Enforcement

    ASIC Warns of Social Media ‘Pump and Dump’ Campaigns

    By Editors | 23/09/2021

    ASIC calls on market participants and listed companies to be on the lookout for and report suspected ‘pump and dump’ activity in listed securities.

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