ADVERTISEMENT
Enforcement
CSRC Issues New Rules for Settling Capital Market Violations
By Sanday Chongo Kabange | 08/12/2021
The new rules will enable parties suspected of engaging in illegal acts to pay administrative settlements rather than wait for investigations to be concluded.
Securities / Derivatives
CBIRC Authorises Insurers to Engage in Securities Lending
By Mark Johnston | 07/12/2021
The move will improve China’s short-selling mechanism, which will decrease market volatility, improve price discovery, reduce market risk, and create additional income for insurers.
Securities / Derivatives
Industry Bodies Set Roadmap for Shorter US Equities Settlement Cycle
By Sanday Chongo Kabange | 07/12/2021
Shortening the settlement cycle to T+1 is expected to reduce risks and costs for the securities industry, but also present challenges for foreign market participation.
Securities / Derivatives
China Limits Scope of Allowed Derivatives Activities at Banks
By Editors | 07/12/2021
Domestic financial institutions can only enter into cross-border OTC derivatives transactions if they are used for hedging purposes.
Crypto / Digital Assets
ASIC Flags Supply Chain Risk as Key Cyber Resilience Concern
By Sanday Chongo Kabange | 07/12/2021
Failure to invest in supply chain risk management could lead to significant consumer harm that might warrant ASIC investigation and action.
Securities / Derivatives
Bursa Malaysia Derivatives Launch Night Trading Session
By Sanday Chongo Kabange | 06/12/2021
Bursa’s new T+1 night trading session seeks to enhance the competitiveness and attractiveness of Malaysian derivatives markets.
Big Picture
ISDA Calls for Legal Clarity on Voluntary Carbon Credits
By Sanday Chongo Kabange | 06/12/2021
Legal clarity across jurisdictions would support the drafting of standardised documentation for a voluntary carbon credit OTC derivatives market.
Securities / Derivatives
Citigroup Applies to CSRC for China Securities Licence
By Editors | 06/12/2021
Citigroup reportedly plans to also apply for a futures licence in China in the coming months.
Market Infrastructure
FSB Reports Further Progress on OTC Derivatives Reforms
By Editors | 05/12/2021
15 out of 24 FSB member jurisdictions have implemented higher capital requirements for non-centrally cleared derivatives, compared to just 8 in 2020.
Securities / Derivatives
China Regulators Grow Increasingly Cautious of Quant Funds
By Editors | 05/12/2021
AMAC has reportedly closed a fast-track channel for quant fund managers, reflecting concerns that algo-based trading can increase volatility and unfairness in markets.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team