Securities / Derivatives

    Market Infrastructure

    RBI Recognises FEDAI as an SRO for Authorised Dealers

    By Nithya Subramanian | 16/01/2026

    The RBI has given FEDAI one year to align its governance with the central bank’s omnibus SRO framework and expand its membership.

    Securities / Derivatives

    IOSCO Chief Outlines 2026 Agenda, Flags Gaps in Private Finance Data

    By Manesh Samtani | 16/01/2026

    IOSCO to focus on market resilience, fintech risks and targeted reporting increases for hedge funds and private finance.

    Securities / Derivatives

    India's Inclusion in Global Bond Index Deferred by Operational Hurdles

    By Editors | 15/01/2026

    Decision to include Indian government bonds in global index deferred until at least mid-2026 due to market infrastructure issues.

    Securities / Derivatives

    China Scrutinises Foreign Firms in Domestic ETF Market

    By Editors | 15/01/2026

    Regulators are seeking information on foreign trading patterns, following India's investigation into market maker Jane Street's activities.

    Securities / Derivatives

    China Tightens Margin Rules to Cool Speculative Stock Rally

    By Mark Johnston | 15/01/2026

    Regulators are raising margin financing requirements to 100 percent to rein in leverage, but grandfathering existing contracts to prevent market disruption.

    Securities / Derivatives

    China Unveils First Framework to Standardise State Investment Funds

    By Mark Johnston | 15/01/2026

    The NDRC and three ministries release dual measures to guide state capital into 'hard technology' and 'future industries' while banning disguised debt financing.

    Securities / Derivatives

    Korea Warns FIs on 'Excessive' FX Product Marketing

    By Sanday Chongo Kabange | 15/01/2026

    The FSS has cited rising consumer risk from currency volatility amid a surge in US dollar-denominated investments.

    Securities / Derivatives

    China Lifts Whistleblower Reward Cap to CNY 1 Mln for Securities Offences

    By Sanday Chongo Kabange | 15/01/2026

    The new framework significantly boosts financial incentives and legal protections to encourage reporting of major securities violations.

    Enforcement

    MAS Bans Former Fund Manager Over Fraudulent Bond Trades

    By Nithya Subramanian | 15/01/2026

    MAS has barred Sun Weiyeh for seven years after he was convicted of defrauding investors through improper bond transactions that caused losses to an externally held fund.

    Securities / Derivatives

    Korea Expands Joint Task Force to Combat Stock Manipulation

    By Sanday Chongo Kabange | 15/01/2026

    Authorities will create a second team within a multi-agency unit to enhance the detection and punishment of market abuse.

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