Securities / Derivatives

    Securities / Derivatives

    SEC Thailand Revises Guidelines on Depositary Receipts

    By Sanday Chongo Kabange | 24/06/2021

    The revisions seek to facilitate the introduction of more depositary receipt products in the Thai capital market.

    Capital / Liquidity

    NZ FMA Unimpressed With Liquidity Practices at Funds

    By Manesh Samtani | 24/06/2021

    The FMA says liquidity stress tests are not being performed frequently enough and fund managers do not have sufficient liquidity management tools.

    Securities / Derivatives

    Shanghai, Shenzhen List First Infrastructure REITs for Trading

    By Editors | 23/06/2021

    All nine REITs opened higher on their first day of trading, highlighting enthusiasm from investors for the new type of equity securities.

    Fintech / Regtech

    DBS Launches Automated Digital Bond Issuance Platform

    By Editors | 23/06/2021

    FIX Marketplace enables issuers to digitalise their bonds for direct issuance in the market, while allowing for direct interaction with investors.

    Market Infrastructure

    CSRC Standardises Assignment of Settlement Participant Codes

    By Sanday Chongo Kabange | 23/06/2021

    The new standards will facilitate data sharing between FIs and within settlement participants, thereby promoting standardisation and enhancing data governance.

    Market Infrastructure

    Shenzhen to Establish Fund to Manage Carbon Credit Sales Proceeds

    By Sanday Chongo Kabange | 22/06/2021

    The fund will manage the income generated from selling carbon credits, primarily using it to finance green projects in Shenzhen.

    ESG / Sustainability

    CME Group to Launch Nature-Based Emissions Offset Futures

    By Editors | 22/06/2021

    The N-GEO futures contract will allow for delivery of eligible voluntary offset credits and will be listed by and subject to the rules of NYMEX.

    Securities / Derivatives

    SEBI Allows Mutual Funds to Trade IRS for Hedging

    By Sanday Chongo Kabange | 22/06/2021

    SEBI says mutual fund schemes may enter into plain vanilla interest rate swaps for hedging purposes.

    Securities / Derivatives

    DBS Becomes First Asian Bank to Obtain LME Membership

    By Editors | 22/06/2021

    DBS says its LME membership will help clients price and hedge metals trades effectively, and facilitate physical delivery.

    ESG / Sustainability

    Japan Panel Offers Recommendations on Sustainable Finance

    By Sanday Chongo Kabange | 22/06/2021

    The panel says the FSA should introduce a code of conduct for ESG data providers and develop an information platform for ESG-related bonds.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team