SECURITIES / DERIVATIVES

    Sanctions

    HKMA May Replace State Street as Manager of Tracker Fund

    By Editors | 13/01/2021

    State Street will no longer be able to buy shares in companies sanctioned by the US, including China Mobile and China Unicom.

    ESG / Sustainability

    ISDA Catalogues Universe of ESG-related Derivatives

    By Editors | 13/01/2021

    The derivatives markets can play an essential role in facilitating the transition to a sustainable economy, ISDA says in a new paper.

    ESG / Sustainability

    SGX RegCo Chief Outlines Work Programme for H1 2021

    By Manesh Samtani | 13/01/2021

    SGX RegCo chief Boon Gin Tan outlined timelines for enhancements to its enforcement framework, sustainability reporting rules, and retail bonds framework, among other initiatives.

    Market Infrastructure

    DSB Launches Consultation on Fee Structure for UPI

    By Editors | 12/01/2021

    Market participants are invited to provide feedback on the assumptions and proposals that will underpin the fee model for the UPI.

    Securities / Derivatives

    SGX RegCo Raises Audit, Valuation Standards for Listed Firms

    By Manesh Samtani | 12/01/2021

    Primary-listed issuers must appoint an ACRA-registered auditor, and only use property valuers that meet certain qualification criteria.

    Market Infrastructure

    SEBI Proposes to Ease Stock Exchange Ownership Norms

    By Editors | 12/01/2021

    Domestic promoters will be allowed to own 100% of a newly set-up stock exchange or depository for up to 10 years. Foreign promoters will be allowed to own up to 49%.

    Market Infrastructure

    CCPs Should Limit Procyclical Changes to Initial Margin: ISDA

    By Editors | 11/01/2021

    Procyclical changes to initial margin levels ended up draining liquidity from the market and contributing to market stress during the March/April market turmoil.

    Securities / Derivatives

    CSRC Issues Final Rules on Convertible Corporate Bonds

    By Editors | 11/01/2021

    The rules require trading venues to improve trading rules, enhance risk monitoring, and establish appropriate investor suitability and information disclosure rules.

    Enforcement

    FSS Korea to Probe Samsung Securities for Regulatory Violations

    By Editors | 11/01/2021

    The FSS will look into whether loans granted to executives violated the capital market law and whether the firm influenced a merger involving one of its subsidiaries.

    Securities / Derivatives

    HKEX Launches Familiarisation Programme for New Risk Engine

    By Editors | 11/01/2021

    A familiarisation programme has been launched to allow clearing participants to retrieve margin related reports calculated based on the new ORP risk models.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team