Securities / Derivatives

    ESG / Sustainability

    New TSE Chief Eyes ESG Focus In Reorganisation Plan

    By Sanday Chongo Kabange | 12/04/2021

    Chief executive Hiromi Yamaji says the TSE will urge companies to step up efforts on ESG issues based on their market classification.

    Securities / Derivatives

    Thailand SEC Amends Rules for Capital Market Auditors

    By Sanday Chongo Kabange | 12/04/2021

    The experience requirement for auditors in the capital markets has been reduced from a minimum of 10 years to seven years.

    Securities / Derivatives

    PBOC Researchers Call for Establishment of Yuan Futures Market

    By Editors | 11/04/2021

    Offshore RMB rates are becoming increasingly influential, suggesting that they will play an even bigger role in pricing in future.

    Securities / Derivatives

    RBI Formalises Quantitative Easing Programme

    By Editors | 10/04/2021

    While the RBI has often purchased government securities, this is the first time it has committed to an amount upfront.

    Enforcement

    Malaysian Court Orders Restitution for 2009 Investment Scheme

    By Editors | 10/04/2021

    The Securities Commission had filed a civil suit against RBTR Asset Management and five others in 2009 for misleading investors.

    Market Infrastructure

    HoSE Pledges to Launch New Trading System by Year-end

    By Sanday Chongo Kabange | 10/04/2021

    HoSE will use all available resources to accelerate implementation and make the new system operational within this year.

    Securities / Derivatives

    SGX, NZX Sign Partnership on Dairy Derivatives

    By Editors | 10/04/2021

    NZX intends to delist its suite of dairy derivatives contracts from the NZX Derivatives Market and relist equivalent contracts on SGX.

    Enforcement

    NH Investment Asked to Fully Compensate Optimus Investors

    By Editors | 08/04/2021

    An FSS arbitration panel has advised NH Investment to pay full compensation to two investors for failing to properly explain the risks of Optimus funds.

    Enforcement

    US Court Dismisses Collusion Case Against 10 Global Banks

    By Sanday Chongo Kabange | 08/04/2021

    The judge dismissed a case against 10 banks alleging manipulation of the US Treasuries market due to a lack of evidence of a conspiracy.

    Securities / Derivatives

    KRX Seeks Introduction of Dual-Class Share System

    By Sanday Chongo Kabange | 08/04/2021

    A dual-class share system would help more unicorns to consider listing in the local market, KRX chairman Sohn Byung-doo says.

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