ADVERTISEMENT
Securities / Derivatives
Japan FSA Issues Guidance on Preventing Archegos-style Incidents
By Sanday Chongo Kabange | 24/04/2022
Firms with securities businesses are expected to draw lessons from the shortcomings observed in the Archegos incident in order to foster a sound risk culture.
Securities / Derivatives
SZSE Issues Guidance on Funding Infrastructure REIT Acquisitions
By Editors | 23/04/2022
The proposed guidelines seek to improve the ability of listed infrastructure REITs to issue more shares to fund acquisitions and optimise their portfolios.
Securities / Derivatives
BSEC Relaxes Circuit Breaker Limit, Disciplines Brokers
By Editors | 23/04/2022
The adjustment boosted market liquidity and fresh investments by participants, while the disciplinary actions helped to bolster investor confidence.
Securities / Derivatives
CSRC Issues Standards for Fund Managers, Carbon Products
By Darien Choong | 23/04/2022
The new series of financial industry standards cover data governance of fund companies, carbon financial products, and mobile app design.
ESG / Sustainability
UK FCA Finalises Rules on Board Diversity Disclosure, Targets
By Editors | 21/04/2022
At least 40 percent of the board, and at least one senior position, should be held by women. Disclosures requirements apply for accounting periods starting 1 April 2022.
Crypto / Digital Assets
Asset Managers Should Put Customers at Heart: SGX
By Manesh Samtani | 21/04/2022
At the IMAS Digital Summit 2022, SGX CEO Loh Boon Chye discussed the exchange’s approach to digital assets and technology adoption.
Securities / Derivatives
BOJ Conducts Further Consecutive Unlimited Bond Buying
By Editors | 21/04/2022
Yields have stayed close to the upper limit of the BOJ’s tolerated trading band despite recent moves to boost its purchases of government bonds.
Securities / Derivatives
India Urged to Allow SPAC Listings, Discounted Share Issuances
By Sanday Chongo Kabange | 21/04/2022
The MCA’s Company Law Committee says says Indian SPACs should be recognised and allowed to list on domestic and global exchanges.
Market Infrastructure
China Legislature Passes Futures and Derivatives Law
By Manesh Samtani | 21/04/2022
The final version of the law further improves derivatives trading supervision and specifies rules for foreign institutions operating in China.
Securities / Derivatives
CSRC Finalises New Rules on Investor Relations Management
By Darien Choong | 20/04/2022
The guidelines require listed companies to enhance their investor relations practices, including by providing more ESG information in communications.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.