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SECURITIES / DERIVATIVES
Securities / Derivatives
Malaysia SC Signs Enhanced IOSCO Framework on Multilateral Cooperation
By Sanday Chongo Kabange | 15/05/2025
The SC signed IOSCO’s EMMoU, the global benchmark for international cooperation between securities and derivatives market regulators.
Fintech / Regtech
FSC Korea Moves to Institutionalise Key Fintech Innovations
By Nithya Subramanian | 15/05/2025
The FSC will legalise select fintech services including trading platforms for unlisted stock and fractional investments.
Market Infrastructure
ISDA Proposes Reforms to Enhance CDS Determinations Process
By Nithya Subramanian | 15/05/2025
ISDA said a new governance committee will be established for the Credit Derivatives Determinations Committees.
Securities / Derivatives
TAIFEX Ramps Up Ant-Fraud Efforts in the Futures Market
By Nithya Subramanian | 15/05/2025
During the first month, 14 specialised brokers submitted anti-fraud governance plans and nearly 40 fraud cases were reported.
Securities / Derivatives
India’s First RMBS Listed via Bidding Route
By Nithya Subramanian | 15/05/2025
LIC Housing Finance raised INR 10 billion through residential mortgage-backed securities listed on the NSE.
Enforcement
ASIC Sues Macquarie Securities Over Short Sales Reporting
By Sanday Chongo Kabange | 14/05/2025
ASIC has sued Macquarie Securities for, what it claims is, repeated and systemic misleading conduct relating to the failure to report the volume of short sales.
Market Infrastructure
HK and Ontario Deepen Cross-Border Investment Management Supervision
By Sanday Chongo Kabange | 14/05/2025
The SFC and OSC will collaborate on the supervision of CIS investment managers operating in Hong Kong and Canada.
Market Infrastructure
India Consults on New ‘Global Access Framework’ for GIFT City
By Nithya Subramanian | 14/05/2025
The new framework will facilitate global market access to Indian financial products via regulated channels established within GIFT City.
Securities / Derivatives
SEBI to Drop Proposal to Cap Intraday Derivatives Positions
By Nithya Subramanian | 14/05/2025
More than half the public comments opposed the intraday limits, arguing they would hurt legitimate market-making and disrupt liquidity.
AML / KYC
Taiwan Implements Stricter Rules on Structured Product Sales
By Manesh Samtani | 14/05/2025
The new rules are intended to address mis-selling and protect vulnerable investors from unsuitable financial products
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