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Enforcement
SFC Bans Two Ex-Licensees Over Use of Client Accounts
By Editors | 12/11/2021
One former representative effected discretionary trades in clients’ accounts without authorisation. The other traded his own stocks from a client’s accounts.
Securities / Derivatives
More than 400 VCCs Established in Singapore to Date: MAS
By Editors | 11/11/2021
As of mid-October, about 300 asset managers have incorporated or re-domiciled more than 400 VCCs in Singapore.
Securities / Derivatives
SEBI to Consider Opening Up Commodity Market to FPIs
By Editors | 10/11/2021
Currently FPIs can participate in the exchange-traded commodity derivatives only if they have actual exposure through exports and imports.
Securities / Derivatives
Taiwan FSC Directs Fund Managers to Review Arms-related Exposure
By Darien Choong | 10/11/2021
Fund managers are asked to review their offshore funds, including funds sold in China, and disclose exposures to weapons-related industries.
Securities / Derivatives
JPX Introduces New Education Tool for Retail Investors
By Sanday Chongo Kabange | 09/11/2021
The J-Quants project is aimed at providing a platform to help individuals learn about data-driven portfolio analysis and investment methods
Market Infrastructure
India Recalibrates Approach to Shortening Settlement Cycle
By Editors | 09/11/2021
T+1 settlement will now be introduced in a phased manner, starting with the smallest stocks on 25 February, and ending with the biggest stocks around January 2023.
Market Infrastructure
HKEX Proposes April 2022 Launch of Derivatives Holiday Trading
By Manesh Samtani | 09/11/2021
HKEX proposes to only allow Holiday Trading Participants access to Holiday Trading Products, i.e. non-HKD futures and options, even on regular business days.
ESG / Sustainability
Securities Lending Associations Publish Best Practice Voting Guide
By Ranamita Chakraborty | 09/11/2021
The new guide is the first publication of a new working group formed by five securities lending associations, including ISLA and PASLA.
Big Picture
FIA Calls for Greater Standardisation in Futures, Options Markets
By Editors | 08/11/2021
FIA recommends forming an independent standards body to start developing standards for trading and clearing of exchange-traded derivatives.
ESG / Sustainability
HKEX Issues Guidance on TCFD-aligned Climate Disclosures
By Editors | 08/11/2021
The guidance has been published to help listed companies prepare for TCFD-aligned climate change reporting, which will become mandatory in Hong Kong by 2025.
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