Securities / Derivatives

    Enforcement

    SFC Bans Two Ex-Licensees Over Use of Client Accounts

    By Editors | 12/11/2021

    One former representative effected discretionary trades in clients’ accounts without authorisation. The other traded his own stocks from a client’s accounts.

    Securities / Derivatives

    More than 400 VCCs Established in Singapore to Date: MAS

    By Editors | 11/11/2021

    As of mid-October, about 300 asset managers have incorporated or re-domiciled more than 400 VCCs in Singapore.

    Securities / Derivatives

    SEBI to Consider Opening Up Commodity Market to FPIs

    By Editors | 10/11/2021

    Currently FPIs can participate in the exchange-traded commodity derivatives only if they have actual exposure through exports and imports.

    Securities / Derivatives

    Taiwan FSC Directs Fund Managers to Review Arms-related Exposure

    By Darien Choong | 10/11/2021

    Fund managers are asked to review their offshore funds, including funds sold in China, and disclose exposures to weapons-related industries.

    Securities / Derivatives

    JPX Introduces New Education Tool for Retail Investors

    By Sanday Chongo Kabange | 09/11/2021

    The J-Quants project is aimed at providing a platform to help individuals learn about data-driven portfolio analysis and investment methods

    Market Infrastructure

    India Recalibrates Approach to Shortening Settlement Cycle

    By Editors | 09/11/2021

    T+1 settlement will now be introduced in a phased manner, starting with the smallest stocks on 25 February, and ending with the biggest stocks around January 2023.

    Market Infrastructure

    HKEX Proposes April 2022 Launch of Derivatives Holiday Trading

    By Manesh Samtani | 09/11/2021

    HKEX proposes to only allow Holiday Trading Participants access to Holiday Trading Products, i.e. non-HKD futures and options, even on regular business days.

    ESG / Sustainability

    Securities Lending Associations Publish Best Practice Voting Guide

    By Ranamita Chakraborty | 09/11/2021

    The new guide is the first publication of a new working group formed by five securities lending associations, including ISLA and PASLA.

    Big Picture

    FIA Calls for Greater Standardisation in Futures, Options Markets

    By Editors | 08/11/2021

    FIA recommends forming an independent standards body to start developing standards for trading and clearing of exchange-traded derivatives.

    ESG / Sustainability

    HKEX Issues Guidance on TCFD-aligned Climate Disclosures

    By Editors | 08/11/2021

    The guidance has been published to help listed companies prepare for TCFD-aligned climate change reporting, which will become mandatory in Hong Kong by 2025.

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