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Securities / Derivatives
Bursa Malaysia Expands Market-making Framework
By Editors | 08/12/2020
The expansion will enhance the attractiveness and competitiveness of the capital market, and entice more investors and market participants, Bursa says.
Market Infrastructure
DSB Set to Consult on Fee Structure for UPI in January
By Manesh Samtani | 07/12/2020
The UPI will ensure products are reported to trade repositories consistently across FSB jurisdictions. The first consultation will begin on 11 January 2021.
Securities / Derivatives
APRA Orders Banks to Correct Deficient Securitisation Practices
By Editors | 07/12/2020
APRA has found a number of banks not in compliance with its prudential standard on securitisation. A review now underway will continue into 2021.
AML / KYC
US Designates Four More Companies as Linked to Chinese Military
By Manesh Samtani | 06/12/2020
US investors will be prohibited from buying securities issued by the four companies, which include CNOOC and SMIC, from 1 February 2021.
AML / KYC
SFC Proposes to Introduce HK Investor ID Regime in 2022
By Editors | 06/12/2020
The proposed investor ID regime is expected to be implemented in Q1 of 2022 at the earliest. A separate reporting regime is proposed for OTC securities transactions.
Enforcement
CBIRC Penalises Bank of China Over April Crude Oil Losses
By Editors | 06/12/2020
Bank of China was fined over 50mn yuan and ordered to correct deficiencies, strengthen compliance awareness and improve risk management.
Securities / Derivatives
Singapore Exchange Lists First China Onshore RMB Bonds
By Editors | 06/12/2020
The listing strengthens financial markets connectivity between China and Singapore, and helps to internationalise China’s markets, China Development Bank said.
Market Infrastructure
IOSCO Consults on Fair and Equitable Access Market Data
By Editors | 06/12/2020
Market participants in many jurisdictions have raised concerns about the content, costs, accessibility, fairness and consolidation of market data, IOSCO says.
Enforcement
Seoul Court Jails Daishin Securities Executive Over Fund Losses
By Editors | 06/12/2020
The FSC has also revoked the registration of Lime Asset Management, imposed a 950mn won fine against the firm and ordered the suspension of its staff and executive personnel.
Securities / Derivatives
Malaysia Completes First Physical Delivery of MGS Futures Contract
By Editors | 04/12/2020
The most from cash settlement to physical delivery of the 5-Year Malaysian Government Securities Futures Contract was announced in September.
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