ADVERTISEMENT
Securities / Derivatives
US Federal Court Sanctions Australian Trader for Spoofing
By Sanday Chongo Kabange | 15/06/2021
The Propex Derivatives trader is required to repay $21,000 in disgorgement and cease and desist from violating anti-spoofing and manipulation rules.
ESG / Sustainability
SGX, Nasdaq Partner to Enhance ESG Visibility of APAC Issuers
By Editors | 15/06/2021
The addition of SGX data to Nasdaq’s sustainable bond network will enhance transparency of green, social and sustainability bonds in Asia Pacific.
Securities / Derivatives
KRX to Launch Trade Compression Services This Year
By Editors | 15/06/2021
KRX has amended its OTC derivatives clearing and settlement rules to provide the legal basis for the introduction of trade compression services.
Securities / Derivatives
CSRC Approves Launch of Daiwa Securities Joint Venture
By Editors | 15/06/2021
Daiwa Securities (China) Co will be able to provide brokerage and securities underwriting services. Operations will commence soon.
Market Infrastructure
Credit Risk, Shadow Banking Present Ongoing Concerns: CBIRC
By Editors | 15/06/2021
CBIRC chairman Guo Shuqing has highlighted credit risk, shadow banking, illegal fundraising, and derivatives trading as key sources of financial system risk.
ESG / Sustainability
SGX Leverages Nikkei Partnership to Launch ESG REIT Derivatives
By Editors | 14/06/2021
The new futures contract aims to meet rising demand for integrating ESG considerations into investment portfolios, SGX said.
Securities / Derivatives
Hong Kong Enacts Framework for Uncertificated Securities Market
By Editors | 13/06/2021
The SFC will consult the market on the subsidiary legislation in due course to prescribe the detailed rules and implementation timetable.
Securities / Derivatives
Probe Finds Japan Officials, Toshiba Colluded Against Shareholders
By Editors | 13/06/2021
Foreign investors including Effissimo, Harvard Management Company and 3D Investment Partners were pressured to change their voting.
Securities / Derivatives
BlackRock Wins Approval to Launch China Fund Business
By Manesh Samtani | 12/06/2021
BlackRock is the first foreign asset manager to win approval to launch a wholly-owned mutual fund business in China.
ESG / Sustainability
Thailand: SEC Pledges Support for AIMC Sustainability Roadmap
By Manesh Samtani | 11/06/2021
The three-year roadmap includes an initiative to develop an ‘ESG Data Framework’, which will enhance the information investors can be provided on the ESG efforts of listed companies.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team