Securities / Derivatives

Securities / Derivatives

Intra-day NAV is Applicable for ETF Transactions: SEBI

By Ranamita Chakraborty | 06/08/2021

The mutual fund industry told SEBI the closing NAV may “not be relevant” for direct transactions in ETF units with large investors.

Enforcement

CSRC Penalises Yongcheng Coal, Executives for Fraud

By Sanday Chongo Kabange | 05/08/2021

Yongcheng Coal and its executives were fined for fraudulent disclosures and for inflating its books. The company defaulted on a CNY 1 billion bond last year.

Securities / Derivatives

SEBI Asks RTAs to Build Common Platform for Fund Investors

By Editors | 05/08/2021

SEBI has asked India’s two RTAs, KFinTech and CAMS, to develop a new dedicated platform for investors to transact in mutual funds.

Market Infrastructure

Structured Products Landscape in a Post-pandemic APAC

By Abdessamad Khaled | 05/08/2021

Bloomberg’s Abdessamad Khaled and Gaurav Kapoor discuss how structured products have performed and the role automation plays in maintaining stability.

Securities / Derivatives

Deutsche Bank Set to Regain Ability to Sponsor HK IPOs

By Ranamita Chakraborty | 05/08/2021

Deutsche Bank has reportedly secured two senior hires who will be able to act as IPO principals, subject to regulatory approval.

Securities / Derivatives

Australia Launches Inquiry into Stock Ownership by Large Funds

By Editors | 04/08/2021

The government is said to be concerned about the growing influence of super funds as large shareholders of ASX listed companies.

Securities / Derivatives

CSRC Promises Increased Predictability of Policy Measures

By Sanday Chongo Kabange | 04/08/2021

The CSRC says it will seek closer cooperation with the US SEC and enhance the transparency and predictability of policy measures.

Securities / Derivatives

CSRC Grants QFI Custodian Licence to BNP Paribas

By Editors | 04/08/2021

The licence will allow BNP Paribas to work with foreign institutional investors to facilitate their access to China’s equities and bond markets.

Securities / Derivatives

Malaysian Regulators Ask Auditors to Up Their Game

By Ranamita Chakraborty | 04/08/2021

Audit engagements which required further evaluation and investigation in 2020 were found to have weak auditing procedures and lacked professional scepticism.