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Enforcement
SFC to Investigate, Punish Misconduct in ‘Problematic’ IPOs
By Manesh Samtani | 20/05/2021
In a joint statement with the stock exchange, the SFC says it will not hesitate to take enforcement action against intermediaries for IPO-related misconduct.
Securities / Derivatives
Bursa Malaysia Set to Pilot Market Making in Stocks
By Editors | 20/05/2021
Firms can register as stock market makers and carry out market making activities in eligible stocks, helping to improve liquidity and price efficiency of these stocks.
Securities / Derivatives
SET Amends Listing Rules to Introduce Market Cap Test
By Sanday Chongo Kabange | 20/05/2021
The listing rule changes will enable companies in target sectors to more easily access funding from Thailand’s capital market.
Market Infrastructure
Nomura to Set Up Electronic FX Trading Engine in Singapore
By Ranamita Chakraborty | 20/05/2021
The electronic FX pricing and trading engine will improve execution infrastructure, access to liquidity and price discovery for clients.
ESG / Sustainability
CFA Institute Proposes Harmonised ESG Disclosures for Funds
By ESG Investor | 20/05/2021
An exposure draft from CFA Institute outlines a proposed disclosure framework for ESG-focused investment products.
ESG / Sustainability
TPEX Launches Dedicated Sustainable Bond Market
By Sanday Chongo Kabange | 20/05/2021
The new market allows an integrated listing and trading system to streamline issuance of green, social and sustainability bonds.
ESG / Sustainability
DBS, SGX, StanChart, Temasek to Launch Carbon Exchange
By Editors | 20/05/2021
‘Climate Impact X’ seeks to address a need for more high-quality carbon credits and promote active cross-border trading of such credits to drive global price transparency.
Securities / Derivatives
US Postpones Investment Ban on ‘Chinese Military Companies’
By Editors | 20/05/2021
The two-week delay is needed to craft a stronger policy to prohibit trades in companies connected to the Chinese military, including to evaluate the companies on the list.
Securities / Derivatives
APRA Mulls Changes to Super Fund Rules on Spending, Investing
By Ranamita Chakraborty | 19/05/2021
APRA is considering rules that could limit super fund spending on advertising and memberships, as well as changes to the prudential standard on investment governance.
Enforcement
ASIC Fines Macquarie Securities A$126,000 Over Algorithm Failure
By Editors | 19/05/2021
Macquarie Securities was meant to conduct a share buyback for a client via ordinary trading, but the trade went through ASX Centre Point, a dark market.
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