Securities / Derivatives

    Enforcement

    SFC to Investigate, Punish Misconduct in ‘Problematic’ IPOs

    By Manesh Samtani | 20/05/2021

    In a joint statement with the stock exchange, the SFC says it will not hesitate to take enforcement action against intermediaries for IPO-related misconduct.

    Securities / Derivatives

    Bursa Malaysia Set to Pilot Market Making in Stocks

    By Editors | 20/05/2021

    Firms can register as stock market makers and carry out market making activities in eligible stocks, helping to improve liquidity and price efficiency of these stocks.

    Securities / Derivatives

    SET Amends Listing Rules to Introduce Market Cap Test

    By Sanday Chongo Kabange | 20/05/2021

    The listing rule changes will enable companies in target sectors to more easily access funding from Thailand’s capital market.

    Market Infrastructure

    Nomura to Set Up Electronic FX Trading Engine in Singapore

    By Ranamita Chakraborty | 20/05/2021

    The electronic FX pricing and trading engine will improve execution infrastructure, access to liquidity and price discovery for clients.

    ESG / Sustainability

    CFA Institute Proposes Harmonised ESG Disclosures for Funds

    By ESG Investor | 20/05/2021

    An exposure draft from CFA Institute outlines a proposed disclosure framework for ESG-focused investment products.

    ESG / Sustainability

    TPEX Launches Dedicated Sustainable Bond Market

    By Sanday Chongo Kabange | 20/05/2021

    The new market allows an integrated listing and trading system to streamline issuance of green, social and sustainability bonds.

    ESG / Sustainability

    DBS, SGX, StanChart, Temasek to Launch Carbon Exchange

    By Editors | 20/05/2021

    ‘Climate Impact X’ seeks to address a need for more high-quality carbon credits and promote active cross-border trading of such credits to drive global price transparency.

    Securities / Derivatives

    US Postpones Investment Ban on ‘Chinese Military Companies’

    By Editors | 20/05/2021

    The two-week delay is needed to craft a stronger policy to prohibit trades in companies connected to the Chinese military, including to evaluate the companies on the list.

    Securities / Derivatives

    APRA Mulls Changes to Super Fund Rules on Spending, Investing

    By Ranamita Chakraborty | 19/05/2021

    APRA is considering rules that could limit super fund spending on advertising and memberships, as well as changes to the prudential standard on investment governance.

    Enforcement

    ASIC Fines Macquarie Securities A$126,000 Over Algorithm Failure

    By Editors | 19/05/2021

    Macquarie Securities was meant to conduct a share buyback for a client via ordinary trading, but the trade went through ASX Centre Point, a dark market.

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