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Market Infrastructure
European Commission Grants 18 Months Equivalence to UK CCPs
By Editors | 25/09/2020
The European Commission says the decision will give financial market participants time to reduce their “excessive” exposures to UK-based CCPs.
Capital / Liquidity
India Establishes Netting Certainty for Bilateral OTC Derivatives
By Manesh Samtani | 24/09/2020
Parliament passed a bill providing legal basis for bilateral netting of OTC derivatives contracts which are not centrally cleared.
Securities / Derivatives
US Launches Three New Exchanges, Including MEMX
By Sanday Chongo Kabange | 24/09/2020
Long-Term Stock Exchange (LTSE) launched on 17 September; Members Exchange (MEMX) on 21 September; MIAX Pearl will launch on 25 September.
Securities / Derivatives
Sri Lanka SEC to Procure New Surveillance System
By Duruthu E Chandrasekera | 24/09/2020
The SEC is planning to hire a consultant to assess its existing surveillance system and make recommendations on procuring a new system.
Market Infrastructure
FCA Consults on Regulatory Approach for International Firms
By Editors | 24/09/2020
The FCA is seeking views on its approach to authorising international firms that wish to provide financial services in the UK post-Brexit.
Market Infrastructure
FSDC Calls For HK-listed Derivatives Tracking A-Shares
By Manesh Samtani | 24/09/2020
Once the new A-share based derivatives products are launched in Hong Kong, they should be opened up to Mainland investors via Stock Connect.
Securities / Derivatives
FMA Blocks CLSA Premium NZ From Offering Derivatives
By Editors | 24/09/2020
The licence conditions will remain in place until CLSA Premium NZ lodges its audit and assurance reports for 2019.
Securities / Derivatives
ASIC Issues Report on Debt Capital Raising Conflicts of Interest
By Editors | 24/09/2020
ASIC’s report, in alignment with a report from IOSCO, offers better practices to manage conflicts of interest and conduct risks in debt capital market transactions.
Securities / Derivatives
HKEX Preparing to Launch New IPO Platform, FiNI
By Editors | 24/09/2020
The new IPO platform will streamline current IPO processes and shorten the time between IPO pricing and the listing of new shares.
Securities / Derivatives
SFC Identifies Cybersecurity Deficiencies at Internet Brokers
By Editors | 23/09/2020
The SFC found deficiencies relating to two-factor authentication, data encryption, session timeout, monitoring and surveillance, among other areas.
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