ADVERTISEMENT
Securities / Derivatives
Global ESG Investing Qualification Launched by CFA Institute
By ESG Investor | 15/03/2021
Originally created by the CFA Society of the UK, the Certificate in ESG Investing will now be made available in financial hubs globally.
Securities / Derivatives
CSRC Mulls Tighter Listing Rules for STAR Market Stocks
By Ranamita Chakraborty | 15/03/2021
The revised rules are expected to emphasise the technology credentials and financial health of companies seeking a listing on the STAR Market.
Securities / Derivatives
Eurex to List KOSPI 200 Futures Product from 22 March
By Editors | 15/03/2021
Eurex already lists KOSPI 200 Options and Mini-KOSPI 200 Futures. The addition of KOSPI 200 Futures will offer trading, hedging and margin efficiencies.
Enforcement
Singapore Court Jails, Fines Ex-Director for False Trading
By Editors | 15/03/2021
The former director of investment and corporate advisory firm WLA Regnum was jailed and fined for false trading and deceiving UOB Kay Hian.
Securities / Derivatives
BNM Eases Rules for Non-resident Banks Trading Ringgit IRS
By Editors | 15/03/2021
Non-resident banks can trade ringgit-denominated interest rate swaps without any underlying commitment with any onshore bank or its appointed overseas offices.
Securities / Derivatives
SSE Signs Cooperation Agreement with Serbian Bourse
By Editors | 15/03/2021
The two exchanges will cooperate in information exchange, cooperative research, personnel exchange, and product development.
Securities / Derivatives
HKEX Sets 12 April Launch for Derivatives VCM, POS Enhancements
By Editors | 14/03/2021
From 12 April, the VCM will allow multiple triggers per session, and a random cutoff mechanism will be introduced in the pre-opening and pre-open allocation sessions.
Securities / Derivatives
HKEX Launches New China, Taiwan Index Options Contracts
By Editors | 14/03/2021
The new options contracts aim to meet the trading and hedging needs of investors with exposures to large and mid-cap companies in China and Taiwan.
Market Infrastructure
Vietnam Works to Address System Overloads at HoSE
By Sanday Chongo Kabange | 13/03/2021
Industry body VAFI is calling for new management at HoSE. Meanwhile, HNX is setting up a new board to absorb HoSE-listed companies to ease market overload issues.
AML / KYC
Thailand to Launch Standard Form for Capital Market Access
By Editors | 13/03/2021
From 1 July, all intermediaries will use a standard form for account opening, providing investors easier access to stocks, debt instruments, mutual funds and derivatives.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team