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Securities / Derivatives
Thailand SEC Amends Rules for Capital Market Auditors
By Sanday Chongo Kabange | 12/04/2021
The experience requirement for auditors in the capital markets has been reduced from a minimum of 10 years to seven years.
Securities / Derivatives
PBOC Researchers Call for Establishment of Yuan Futures Market
By Editors | 11/04/2021
Offshore RMB rates are becoming increasingly influential, suggesting that they will play an even bigger role in pricing in future.
Securities / Derivatives
RBI Formalises Quantitative Easing Programme
By Editors | 10/04/2021
While the RBI has often purchased government securities, this is the first time it has committed to an amount upfront.
Enforcement
Malaysian Court Orders Restitution for 2009 Investment Scheme
By Editors | 10/04/2021
The Securities Commission had filed a civil suit against RBTR Asset Management and five others in 2009 for misleading investors.
Market Infrastructure
HoSE Pledges to Launch New Trading System by Year-end
By Sanday Chongo Kabange | 10/04/2021
HoSE will use all available resources to accelerate implementation and make the new system operational within this year.
Securities / Derivatives
SGX, NZX Sign Partnership on Dairy Derivatives
By Editors | 10/04/2021
NZX intends to delist its suite of dairy derivatives contracts from the NZX Derivatives Market and relist equivalent contracts on SGX.
Enforcement
NH Investment Asked to Fully Compensate Optimus Investors
By Editors | 08/04/2021
An FSS arbitration panel has advised NH Investment to pay full compensation to two investors for failing to properly explain the risks of Optimus funds.
Enforcement
US Court Dismisses Collusion Case Against 10 Global Banks
By Sanday Chongo Kabange | 08/04/2021
The judge dismissed a case against 10 banks alleging manipulation of the US Treasuries market due to a lack of evidence of a conspiracy.
Securities / Derivatives
KRX Seeks Introduction of Dual-Class Share System
By Sanday Chongo Kabange | 08/04/2021
A dual-class share system would help more unicorns to consider listing in the local market, KRX chairman Sohn Byung-doo says.
Big Picture
Exchanges Seek Better Calibration of Circuit Breakers: WFE
By Editors | 08/04/2021
Eleven exchanges recalibrated their circuit breakers during the pandemic or as a consequence of it, according to a new WFE paper.
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