Securities / Derivatives

    Securities / Derivatives

    US SEC to Propose Rules for Chinese Delistings Next Month

    By Manesh Samtani | 18/11/2020

    SEC officials have been working on the rules since August, when a presidential working group proposed enhanced listing standards to ensure access to Chinese audit work papers.

    Securities / Derivatives

    Singapore Sees Regulatory Support for Bank-Issued Covered Bonds

    By Editors | 18/11/2020

    Moody’s Investors Service says the higher encumbrance limit set by MAS last month may increase covered bonds issuances, deepen the market and reduce refinance risks.

    Securities / Derivatives

    FMA Proposes New Guidance on Financial Product Advertising

    By Sanday Chongo Kabange | 18/11/2020

    The guidance sets out the FMA’s expectations of what good conduct in the advertising of offers of financial products looks like.

    Market Infrastructure

    OTC Clear to Launch RTGS Settlement Service for Members

    By Manesh Samtani | 18/11/2020

    From 30 November 2020, the new service will relieve clearing members from having to create payment instructions to settle amounts due to OTC Clear each day.

    Market Infrastructure

    ASIC Flags Concerns Over Further Infrastructure Issues at ASX

    By Editors | 17/11/2020

    Following a near-full day market closure, data issues prevented ASX from displaying Chi-X bids and offers on its Centre Point matching system.

    ESG / Sustainability

    FSB to Address NBFI Vulnerabilities as Key Priority in Year Ahead

    By Manesh Samtani | 17/11/2020

    In a letter to the G20, the FSB outlines its key priorities for the year ahead, including work to address vulnerabilities in money market funds, open-ended funds, and bond markets.

    Securities / Derivatives

    BSE India Launches New Investment Platform for Fund Managers

    By Sanday Chongo Kabange | 17/11/2020

    Asset managers can transact for all their schemes through the new platform rather than switch between multiple platforms as is current practice.

    Securities / Derivatives

    SFC Plans to Issue Code of Conduct for Investment Banks – Report

    By Editors | 16/11/2020

    The SFC is reportedly seeking to frame a detailed code of conduct for capital raisings that will cover how investment banks calculate their fees.

    Market Infrastructure

    HKEX Proposes Revamp of Hong Kong IPO Settlement Process

    By Manesh Samtani | 16/11/2020

    Subject to market support and readiness, HKEX intends to launch a new platform called FINI in 2022 that will cut the IPO settlement process from T+5 to T+1.

    Securities / Derivatives

    Hong Kong MPFA Adds SSE, SZSE, IDX to Approved List

    By Editors | 16/11/2020

    The move provides MPF fund managers greater flexibility, allowing them to diversify investment risks and channel more assets into A shares.

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