Securities / Derivatives

    Securities / Derivatives

    SFC Asks HKEX to Raise Guard Against Conflicts of Interest

    By Editors | 04/07/2020

    The SFC says Listing Department personnel should not attend business meetings with prospective listing applicants, and HKEX should further reinforce ‘Chinese Walls’.

    Securities / Derivatives

    Sri Lanka Bourse to Introduce Easier Listing Rules from 15 July

    By Duruthu E Chandrasekera | 04/07/2020

    Requirements on capital, profitability and net assets have been relaxed to pave the way for new listings from start-ups and tech firms.

    Big Picture

    Virtual Banks Could Shake Up Funds Industry – Report

    By Editors | 03/07/2020

    Successful virtual banks are likely to branch out into wealth management services, robo-advisory and fund distribution, says a new Calastone paper.

    Securities / Derivatives

    CBIRC Issues Treasury Bond Futures Trading Rules for Insurers

    By Editors | 02/07/2020

    Insurers can only trade treasury bond futures to hedge asset risk, lock in the price on future purchases, or manage interest rate risks caused by asset and liability mismatches.

    Securities / Derivatives

    Singapore Banks Join Forces to Reduce Commodity Lending Risk

    By Editors | 02/07/2020

    Some 20 banks in Singapore have set up a working group to propose new guidelines to improve lending practices and transparency for the commodity sector.

    Capital / Liquidity

    S. Korea Advances OTC Derivatives Reforms

    By Editors | 02/07/2020

    Cabinet-approved legislative revisions will introduce an OTC derivatives reporting requirement, a licensing system for trade repositories, and penalties for circumventing margin rules.

    Securities / Derivatives

    PBOC Finalises Rules on ‘Standardised Note’ Issuance

    By Editors | 02/07/2020

    Standardised notes will be considered money market instruments, backed by commercial paper which generates cash flows for distribution to investors.

    Securities / Derivatives

    India Standardises Stamp Duty on Securities Transactions Nationwide

    By Editors | 02/07/2020

    India has revised its framework for levying the stamp duty on securities transactions, in a bid to ensure uniformity across the country.

    Securities / Derivatives

    SGX to Launch New Taiwan Index Futures Contract

    By Editors | 01/07/2020

    The launch will help meet the rising demand of US and European investors for access and investment exposure to Taiwan, said SGX Head of Equities Michael Syn.

    Market Infrastructure

    Philippine SEC Seeks Independent Board at Stock Exchange

    By Editors | 01/07/2020

    The Philippine Stock Exchange currently has three independent directors on its 15-seat board. Under the proposed rules, a majority of the directors will have to be independent.

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