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Securities / Derivatives
SFC Asks HKEX to Raise Guard Against Conflicts of Interest
By Editors | 04/07/2020
The SFC says Listing Department personnel should not attend business meetings with prospective listing applicants, and HKEX should further reinforce ‘Chinese Walls’.
Securities / Derivatives
Sri Lanka Bourse to Introduce Easier Listing Rules from 15 July
By Duruthu E Chandrasekera | 04/07/2020
Requirements on capital, profitability and net assets have been relaxed to pave the way for new listings from start-ups and tech firms.
Big Picture
Virtual Banks Could Shake Up Funds Industry – Report
By Editors | 03/07/2020
Successful virtual banks are likely to branch out into wealth management services, robo-advisory and fund distribution, says a new Calastone paper.
Securities / Derivatives
CBIRC Issues Treasury Bond Futures Trading Rules for Insurers
By Editors | 02/07/2020
Insurers can only trade treasury bond futures to hedge asset risk, lock in the price on future purchases, or manage interest rate risks caused by asset and liability mismatches.
Securities / Derivatives
Singapore Banks Join Forces to Reduce Commodity Lending Risk
By Editors | 02/07/2020
Some 20 banks in Singapore have set up a working group to propose new guidelines to improve lending practices and transparency for the commodity sector.
Capital / Liquidity
S. Korea Advances OTC Derivatives Reforms
By Editors | 02/07/2020
Cabinet-approved legislative revisions will introduce an OTC derivatives reporting requirement, a licensing system for trade repositories, and penalties for circumventing margin rules.
Securities / Derivatives
PBOC Finalises Rules on ‘Standardised Note’ Issuance
By Editors | 02/07/2020
Standardised notes will be considered money market instruments, backed by commercial paper which generates cash flows for distribution to investors.
Securities / Derivatives
India Standardises Stamp Duty on Securities Transactions Nationwide
By Editors | 02/07/2020
India has revised its framework for levying the stamp duty on securities transactions, in a bid to ensure uniformity across the country.
Securities / Derivatives
SGX to Launch New Taiwan Index Futures Contract
By Editors | 01/07/2020
The launch will help meet the rising demand of US and European investors for access and investment exposure to Taiwan, said SGX Head of Equities Michael Syn.
Market Infrastructure
Philippine SEC Seeks Independent Board at Stock Exchange
By Editors | 01/07/2020
The Philippine Stock Exchange currently has three independent directors on its 15-seat board. Under the proposed rules, a majority of the directors will have to be independent.
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