Securities / Derivatives

Securities / Derivatives

BSE, NSE Launch New Trading Platforms for Debt Securities

By Editors | 04/02/2020

BSE India launched its new RFQ Platform on Monday and NSE on Tuesday. The platforms offer greater transparency and access to debt securities for eligible investors.

Securities / Derivatives

Thailand, Luxembourg Explore Financial Market Cooperation

By Editors | 04/02/2020

Thailand’s SEC and LuxSE have discussed cooperation to promote sustainable finance, while also agreeing to explore the creation of a trading link between the two countries.

Securities / Derivatives

FSS Korea Finds Mismanaged Liquidity at More Private Equity Funds

By Editors | 04/02/2020

The FSS has identified at least four firms whose funds face potential liquidity crisis risks, similar to Lime Asset Management, which has so far frozen 1.7tr won in assets.

Securities / Derivatives

SEBI Sets Position Limits for Gift City Rupee Derivatives

By Editors | 04/02/2020

Brokers, institutional investors and eligible foreign investors can hold gross open positions in rupee futures and options contracts up to $1bn or 15% of total open interest, whichever is higher.

Fintech / Regtech

MAS Sandbox Graduate ‘iSTOX’ Approved for Full Launch

By Editors | 04/02/2020

The iSTOX platform connects buyers and sellers of digitised securities denominated in fiat currencies, catering to institutional and accredited investors in Singapore.

Fintech / Regtech

HKEX Explores AI Use to Review Issuer Disclosures

By Manesh Samtani | 03/02/2020

In the initial stage, HKEX has applied artificial intelligence to identify listed companies’ disclosures as required by some selected rules.

Market Infrastructure

ESMA Consults on New Standards for Third-Country Investment Firms

By Editors | 03/02/2020

The new Investment Firms Regulation (IFR) and Directive (IRD) will require third-country firms providing investment services and activities in the EU to report granular information to ESMA.

Securities / Derivatives

China Moves to Stabilise Market Amid Coronavirus Fears

By Manesh Samtani | 03/02/2020

The CSRC has reportedly issued a verbal directive preventing brokers from selling borrowed shares, among other formal measures.

Securities / Derivatives

SEHK Proposes to Allow Corporate Beneficiaries of WVR Structures

By Editors | 02/02/2020

Hong Kong’s stock exchange is proposing to allow eligible corporate entities to hold weighted voting rights in listed companies, subject to appropriate safeguards.