Securities / Derivatives

    Securities / Derivatives

    FSS Korea Finds Mismanaged Liquidity at More Private Equity Funds

    By Editors | 04/02/2020

    The FSS has identified at least four firms whose funds face potential liquidity crisis risks, similar to Lime Asset Management, which has so far frozen 1.7tr won in assets.

    Securities / Derivatives

    SEBI Sets Position Limits for Gift City Rupee Derivatives

    By Editors | 04/02/2020

    Brokers, institutional investors and eligible foreign investors can hold gross open positions in rupee futures and options contracts up to $1bn or 15% of total open interest, whichever is higher.

    Fintech / Regtech

    MAS Sandbox Graduate ‘iSTOX’ Approved for Full Launch

    By Editors | 04/02/2020

    The iSTOX platform connects buyers and sellers of digitised securities denominated in fiat currencies, catering to institutional and accredited investors in Singapore.

    Fintech / Regtech

    HKEX Explores AI Use to Review Issuer Disclosures

    By Manesh Samtani | 03/02/2020

    In the initial stage, HKEX has applied artificial intelligence to identify listed companies’ disclosures as required by some selected rules.

    Market Infrastructure

    ESMA Consults on New Standards for Third-Country Investment Firms

    By Editors | 03/02/2020

    The new Investment Firms Regulation (IFR) and Directive (IRD) will require third-country firms providing investment services and activities in the EU to report granular information to ESMA.

    Securities / Derivatives

    China Moves to Stabilise Market Amid Coronavirus Fears

    By Manesh Samtani | 03/02/2020

    The CSRC has reportedly issued a verbal directive preventing brokers from selling borrowed shares, among other formal measures.

    Securities / Derivatives

    SEHK Proposes to Allow Corporate Beneficiaries of WVR Structures

    By Editors | 02/02/2020

    Hong Kong’s stock exchange is proposing to allow eligible corporate entities to hold weighted voting rights in listed companies, subject to appropriate safeguards.

    Crypto / Digital Assets

    IOSCO Highlights Debt Market Concerns in Annual Work Programme

    By Editors | 31/01/2020

    The 2020 work programme provides an update on five existing priorities and an overview of planned work on a new priority – corporate debt and leveraged loans.

    Securities / Derivatives

    SEBI Approves MSE Launch of Weekly Interest Rate Futures

    By Editors | 31/01/2020

    The Metropolitan Stock Exchange has become the first Indian exchange to receive SEBI’s approval to launch weekly interest rate futures contracts.

    Securities / Derivatives

    HKEX Names Two Global Banks in Failed IPO Application

    By Editors | 31/01/2020

    Sponsored by Morgan Stanley and JP Morgan Securities, the listing of Chinese biotech firm Akeso was rejected due to a typo in the date in a listing application document.

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