SECURITIES / DERIVATIVES

    image

    Securities / Derivatives

    FMSB Publishes Standard for Sharing Standard Settlement Instructions

    By Manesh Samtani | 02/02/2025

    The Standard aims to address operational risks caused by incorrect or missing SSIs, one of the biggest causes of settlement fails.

    image

    Market Infrastructure

    UK Confirms 11 October 2027 Target Date for Adoption of T+1

    By Nithya Subramanian | 02/02/2025

    Andrew Douglas, Chairman of the UK Accelerated Settlement Taskforce, said the UK, EU and Switzerland are now aiming for the same implementation date

    image

    Market Infrastructure

    KSD and Kuwait Clearing Company Sign MoU to Enhance Cooperation

    By Mark Johnston | 02/02/2025

    The MoU was signed to strengthen collaboration on improving securities settlement systems and enhancing infrastructure.

    image

    Securities / Derivatives

    UK FCA Proposes to Ease Rules on Corporate Bond Issuance

    By Thisanka Siripala | 01/02/2025

    FCA to simplify disclosure requirements for bonds with smaller denominations and introduce regulations for public offer platforms.

    image

    Securities / Derivatives

    Korea to Tighten Rules on Selling High-Risk Financial Products

    By Mark Johnston | 31/01/2025

    Banks will only be allowed to sell products like equity-linked securities from special counters at certain designated branches.

    image

    Market Infrastructure

    SEBI Launches Portal to Streamline Reporting of Technical Glitches

    By Nithya Subramanian | 31/01/2025

    iSPOT provides stock exchanges, clearing corporations and depositories with a centralised system to report technical disruptions

    image

    Securities / Derivatives

    HKMA Will Monitor Banks’ Asset Management Activities

    By Editors | 31/01/2025

    HKMA called attention to an SFC circular which described the misconduct of asset managers as “egregious” and lacking in integrity

    image

    Market Infrastructure

    SEBI Introduces Evaluation Mechanism for Committees of MIIs

    By Nithya Subramanian | 30/01/2025

    External agencies must evaluate the performance of the statutory committees every three years, and MIIs must conduct internal assessments annually

    image

    Crypto / Digital Assets

    Hong Kong SFC Grants Two New Crypto Licences

    By Manesh Samtani | 30/01/2025

    The licences were granted to YAX, a wholly-owned subsidiary of Tiger Brokers, and Panthertrade, a subsidiary of Futu Holdings.

    image

    Market Infrastructure

    Korea Eases Access to Government Bonds for Foreign Investors

    By Editors | 30/01/2025

    The measures come ahead of the inclusion of South Korean government bonds in the WGBI, starting in November 2025.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team