SECURITIES / DERIVATIVES

Securities / Derivatives

Regulator SFC to Promote Hong Kong Domiciled Funds

By Editors | 08/07/2014

The Securities and Futures Commission said it will continue with its efforts to develop an asset management market for Hong Kong domiciled funds, while safeguarding investor interests through launching various regulatory initiatives.

Securities / Derivatives

Asian Regulators Enforce Global Derivatives Reporting Reforms

By Editors | 08/07/2014

Pragmatic consultation helps to improve transparency and risk management.

Securities / Derivatives

APRA Releases Discussion Paper on Super Reporting Revisions

By Editors | 07/07/2014

The Australian Prudential Regulation Authority (APRA) has released a discussion paper on proposed revisions to superannuation reporting requirements.

Securities / Derivatives

Improving Regulatory Coordination and Cooperation – A 21st Century Approach

By Editors | 04/07/2014

Given that today’s global markets are inextricably linked, it is vital that global financial activities be regulated in a coordinated manner across borders.

Securities / Derivatives

Asian Banks Struggle to Adapt to Global Regulations

By Editors | 02/07/2014

Complicated international standards represent a major challenge to APAC countries.

Securities / Derivatives

ASIC Relaxes Key Management Personnel Equity Disclosures

By Editors | 01/07/2014

The Australian Securities and Investments Commission has released a new class order to assist in the preparation of directors’ reports for financial years ending on or before September 30, 2014.

Securities / Derivatives

IOSCO Issues Norms on Market Risk Identification

By Editors | 01/07/2014

The International Organization of Securities Commissions has issued new norms that offer a practical overview of methods and tools securities regulators developed to identify and assess emerging and potential systemic risks.

Securities / Derivatives

China Alters Bank Loan-to-Deposit Ratio to Boost Growth

By Editors | 01/07/2014

The China Banking Regulatory Commission has changed its rules for calculating the loan-to-deposit ratios for commercial banks in an attempt to release more cash into the economy.

Securities / Derivatives

Indonesia’s OJK Collects $32 million in Regulatory Fees

By Editors | 26/06/2014

The Financial Services Authority (OJK) said it collected Rp 379.9 billion (US$31.67 million) in regulatory fees from financial companies, the first such collection under the regulator’s fee program.