Securities / Derivatives

    Securities / Derivatives

    MPF Needs Greater Access to China Markets – HKIFA

    By Editors | 24/04/2019

    Hong Kong fund managers are asking for Shanghai and Shenzhen to be included in the list of overseas markets approved for MPF investment.

    Market Infrastructure

    China, Japan Sign Agreement to Facilitate ETF Cross-Listings

    By Editors | 23/04/2019

    The Shanghai Stock Exchange and Japan Exchange Group have signed an ETF Connectivity Agreement to streamline investment in the each other’s markets.

    Securities / Derivatives

    Seven Funds Get CSRC Approval for Shanghai Sci-Tech Board

    By Editors | 23/04/2019

    The first seven funds have been approved by the CSRC to invest in stocks on Shanghai’s new science and technology innovation board.

    Securities / Derivatives

    DSE Proposes Measures to Develop Bangladesh Capital Market

    By Editors | 22/04/2019

    After a major decline in market cap since last year, Dhaka Stock Exchange has submitted proposals to the regulator to help stimulate the market.

    Securities / Derivatives

    China to Amend Securities Law This Year

    By Editors | 22/04/2019

    China plans to amend its securities law within this year, with an aim to strengthening investor protection and enforcement against violators.

    Securities / Derivatives

    China Further Loosens Restrictions on Index Futures Trading

    By Editors | 22/04/2019

    Margin requirements, intraday volume restrictions and transaction fees have all been reduced, according to a statement from the CFFEX.

    Securities / Derivatives

    CSRC Asks Brokers to Issue CDS on Private Company Bonds

    By Editors | 19/04/2019

    The move is aimed at helping private companies to raise funds on the market. CDS products, though new to China, will provide assurances against default.

    Enforcement

    SFC Fines Hedge Fund Manager for Naked Short Selling

    By Editors | 19/04/2019

    Nine Masts Capital sold shares in Yuzhou Properties in May 2015 before a share placement was complete, based on verbal confirmation of its allotment.

    Securities / Derivatives

    TWSE to Monitor ETFs, ETNs for Pricing Discrepancies

    By Editors | 19/04/2019

    The TWSE will issue public notifications, based on comparisons of ETF and ETN price movements with the values of their underlying securities.

    Securities / Derivatives

    SSE Publishes Rules for Sponsors of Sci-Tech Board IPOs

    By Editors | 18/04/2019

    IPO sponsors will be required to hold stakes of 2-5% in the companies they help list on Shanghai’s new science and technology board.

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