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Market Infrastructure
CSRC Downgrades More than 50% of Brokerages
By Samuel Riding | 18/07/2016
Annual ratings reflect a company’s risk control and compliance management.
Securities / Derivatives
India Tightens Collateral Rules
By Samuel Riding | 18/07/2016
Stock exchange clearing members barred from using their own fixed deposit receipts as collateral.
Market Infrastructure
LSE-SHSE Link Study Making ‘Good Progress’ – CSRC
By Samuel Riding | 15/07/2016
London exchange chief says Brexit vote has created uncertainty but has limited overall impact.
Market Infrastructure
HK Issues OTC Clearing Revisions
By Samuel Riding | 15/07/2016
HKMA and SFC consultation conclusions add further proposed revisions.
Securities / Derivatives
ASIC Consults on Market, Securities Class Orders
By Samuel Riding | 14/07/2016
Regulator proposes to remake nine instruments, vary or repeal three.
Market Infrastructure
APRA Defines HQLA for Coverage Ratio
By Samuel Riding | 14/07/2016
Regulator says it will continue to develop and vary its definition if warranted.
Market Infrastructure
Trade Associations React to Leverage Ratio Revisions
By Samuel Riding | 12/07/2016
Group including Japan Financial Markets Council publish response to BCBS consultation.
Market Infrastructure
SEBI Seeks Clarity on Algo-trading Violations
By Samuel Riding | 07/07/2016
Securities regulator to bring National Stock Exchange before technical advisory committee.
Market Infrastructure
CBRC Proposes Bank Risk Management Guidelines
By Samuel Riding | 07/07/2016
Draft guidelines include proposals on governance structure, control and audit.
Market Infrastructure
JSDA Issues Details of T+2 Final Report
By Samuel Riding | 06/07/2016
Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.
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