Securities / Derivatives

Market Infrastructure

Credit Suisse Fined for Market Integrity Rule Breaches

By Samuel Riding | 20/05/2016

Australian unit fined USD50,000 for failure to have automated trading filters in place to prevent interference with market integrity.

Market Infrastructure

Myanmar Appoints New SEC Head

By Samuel Riding | 20/05/2016

Finance ministry permanent secretary U Maung Maung Win also a former deputy central bank governor.

Market Infrastructure

SSX to Develop Blockchain Settlement, Registration

By Samuel Riding | 20/05/2016

Sydney exchange’s system to be initially deployed across private markets platform.

Market Infrastructure

India Considering Additional HFT Surveillance Requirement

By Samuel Riding | 19/05/2016

Regulator also looking into speed bumps, order randomisation, trade bunching and limiting colocation access.

Market Infrastructure

Taiwan FSC Proposes Extensive Financial Markets Reform

By Samuel Riding | 18/05/2016

Regulator concludes investors face much higher costs and taxes than in rival markets.

Market Infrastructure

Vietnam’s UPCoM to Allow Margin Trading

By Samuel Riding | 17/05/2016

Market operated by Hanoi Stock Exchange to introduce dual share classification.

Market Infrastructure

FSA Issues Financial Markets Consultation

By Samuel Riding | 16/05/2016

Consultation on Japanese markets, exchanges and fintech follows meeting of Financial System Council.

Market Infrastructure

SGX Enhances Share Suspension Reporting

By Samuel Riding | 13/05/2016

Exchange will report every six months on stocks suspended for more than a year.

Market Infrastructure

IOSCO to Increase Enforcement Cooperation

By Samuel Riding | 12/05/2016

Regulators agree to exchange of ISP and telephone records, but not the content of communications.