Securities / Derivatives

Securities / Derivatives

ISDA Cites Cross-border Conflicts in APAC Derivatives

By Samuel Riding | 07/04/2016

Report says CCP recognition and reporting are major issues.

Securities / Derivatives

ASIC Starts Civil Case Against Westpac for BBSW Manipulation

By Samuel Riding | 06/04/2016

Securities regulator instigates case for ‘unconscionable conduct and market manipulation’.

Securities / Derivatives

IOSCO Updates OTC Derivatives Information Repository

By Samuel Riding | 05/04/2016

Information on central clearing requirements covers Japan, Korea, Hong Kong and Singapore.

Securities / Derivatives

SEBI Surveillance Exposes Exchange Abuses

By Samuel Riding | 05/04/2016

More than 1,000 entities to be barred for abusing exchanges to evade taxes, manipulate market.

Market Infrastructure

Thailand SEC Consults on Financial Reporting Rules

By Samuel Riding | 01/04/2016

Consultation covers reporting standards and agricultural derivatives transactions.

Market Infrastructure

Australia to Liberalise Exchange Ownership Rules

By Samuel Riding | 30/03/2016

Treasury also backs proposal to allow competition in equities clearing.

Market Infrastructure

India Extends Cyber Security Provisions to Commodity Exchanges

By Samuel Riding | 30/03/2016

SEBI says frameworks should ensure exchanges’ ability to undertake systemically critical functions.

Market Infrastructure

SEBI Unifies Commodity/Equity Client Code Rules

By Samuel Riding | 30/03/2016

Commodity exchanges asked to comply with client code modification rule from April 29.

Market Infrastructure

BCBS Moots Restrictions on Internal Capital Models

By Samuel Riding | 28/03/2016

Consultation suggests measures will address ‘excessive variability’ in capital requirements