Securities / Derivatives

Securities / Derivatives

Regional Regulators Bolster Cross-Border Cooperation in Market Surveillance

By Editors | 06/09/2013

Regulators from the Asia-Pacific region came together to bolster cross-border cooperation in market surveillance at the ‘Market Integrity Forum’ and […]

Securities / Derivatives

EMIR – Asian Countries Equivalence Reports

By Editors | 01/09/2013

ESMA has published its advice to the European Commission on the equivalence of the regulatory regimes for OTC derivatives clearing, […]

Securities / Derivatives

Bank Indonesia Publishes the Implementation of the Provisions Related SDBI, Forex TD and Relaxation of Forex Purchase Terms

By Editors | 30/08/2013

As part of the implementation of the policy package of Bank Indonesia continued to maintain macroeconomic stability, Bank Indonesia issued […]

Securities / Derivatives

China to sign Multilateral Tax Convention

By Editors | 26/08/2013

China is joining the group of more than 50 developed and developing countries, including all G20 members, which are signatories […]

Securities / Derivatives

Industry Speaks About Regulation in Asia

By Editors | 09/08/2013

Fidessa group plc (LSE: FDSA) has today announced the publication of its latest discussion paper, Harmony or Discord?, which looks […]

Securities / Derivatives

Asian Banks Also Feeling Heat of Basel III Regulatory Obligations

By Editors | 30/04/2013

Banks around the world are finding that rapidly evolving regulatory changes are taking up a good amount of their attention.

Securities / Derivatives

Welcome to Regulation Asia

By Editors | 22/12/2012

An introduction and overview of Regulation Asia from the Publisher.

Securities / Derivatives

SEBI Sets Freeze-and-Redeem Rule for Specialised Investment Funds

By Editors

Investors breaching the INR 1 million minimum threshold through their own actions face a 30-day notice to rebalance or face automatic redemption.

Securities / Derivatives

US Lawmakers Subpoena JPM, BofA Chiefs Over CATL's Hong Kong IPO

By Manesh Samtani

House committee demands information on banks' role in CATL listing, citing the battery giant's alleged ties to China's military.