Securities / Derivatives

    Securities / Derivatives

    Hong Kong Regulator Fines Ping An for Control Failings

    By Editors | 09/07/2014

    The Securities and Futures Commission has fined Ping An of China Securities (Hong Kong) HK$6 million over “serious internal control deficiencies.”

    Securities / Derivatives

    Australian Regulator Reports on Fee Disclosure Norms for Super and Managed Investments

    By Editors | 08/07/2014

    Australian Securities and Investments Commission has released a report on its review of the fee and cost disclosure practices in the superannuation and managed investment industry.

    Securities / Derivatives

    Singapore Exchange Launches Liquidity Hub in Hong Kong

    By Editors | 08/07/2014

    Singapore Exchange has moved forward on a collaboration with the Hong Kong Exchanges and Clearing with the launch of SGX’s liquidity hub at the Hong Kong exchanges’ data centre.

    Securities / Derivatives

    Regulator SFC to Promote Hong Kong Domiciled Funds

    By Editors | 08/07/2014

    The Securities and Futures Commission said it will continue with its efforts to develop an asset management market for Hong Kong domiciled funds, while safeguarding investor interests through launching various regulatory initiatives.

    Securities / Derivatives

    Asian Regulators Enforce Global Derivatives Reporting Reforms

    By Editors | 08/07/2014

    Pragmatic consultation helps to improve transparency and risk management.

    Securities / Derivatives

    APRA Releases Discussion Paper on Super Reporting Revisions

    By Editors | 07/07/2014

    The Australian Prudential Regulation Authority (APRA) has released a discussion paper on proposed revisions to superannuation reporting requirements.

    Securities / Derivatives

    Improving Regulatory Coordination and Cooperation – A 21st Century Approach

    By Editors | 04/07/2014

    Given that today’s global markets are inextricably linked, it is vital that global financial activities be regulated in a coordinated manner across borders.

    Securities / Derivatives

    Asian Banks Struggle to Adapt to Global Regulations

    By Editors | 02/07/2014

    Complicated international standards represent a major challenge to APAC countries.

    Securities / Derivatives

    ASIC Relaxes Key Management Personnel Equity Disclosures

    By Editors | 01/07/2014

    The Australian Securities and Investments Commission has released a new class order to assist in the preparation of directors’ reports for financial years ending on or before September 30, 2014.

    Securities / Derivatives

    IOSCO Issues Norms on Market Risk Identification

    By Editors | 01/07/2014

    The International Organization of Securities Commissions has issued new norms that offer a practical overview of methods and tools securities regulators developed to identify and assess emerging and potential systemic risks.

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