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Fintech / Regtech
Securities / Derivatives
FINRA Fines BofA & Merrill Lynch $3m for Surveillance Failures
By Nithya Subramanian | 04/09/2024
FINRA said the parameters of the surveillance systems were set too narrowly, leading to failures to detect potentially manipulative trading.
Fintech / Regtech
RBI Sets Out Five-point Agenda for Future Financial Landscape
By Ajoy K Das | 04/09/2024
RBI governor Shaktikanta Das outlined five strategic priorities, including sustainable finance, cybersecurity, and financial infrastructure.
Fintech / Regtech
New Zealand Consults on CDR for Banking, Electricity Sectors
By Sanday Chongo Kabange | 04/09/2024
The proposal would require ANZ, BNZ, ASB and Westpac to implement open banking from 1 Dec 2025 and Kiwibank from 1 Dec 2026.
Fintech / Regtech
Cambodia, Korea Launch Cross-border Payments Link
By Nithya Subramanian | 02/09/2024
Users of Korea’s Jeonbuk Bank can make payments at more than 3.3 million stores in Cambodia by scanning KHQR codes.
Fintech / Regtech
BSP to Closely Scrutinise New Digital Banking Applicants
By Ranamita Chakraborty | 02/09/2024
Fitch Ratings says close scrutiny of the new applicants is likely given that the majority of the existing digital banks are still loss-making.
Fintech / Regtech
KOFIA Introduces New Warning System for K-OTC Market
By Editors | 02/09/2024
The new system will warn investors when K-OTC stocks are exhibiting signs of market manipulation or abnormal price surges.
Fintech / Regtech
JPX Launches New Data Portal to Facilitate Investor Decision-making
By Editors | 01/09/2024
The new “JPxData Portal” aims to make data on Japanese financial markets more accessible to both foreign and domestic investors.
Fintech / Regtech
India Proposes Measures to Combat Spam Calls & SMS
By Ajoy K Das | 31/08/2024
Complaints have surged about unregistered telemarketers, including those using auto-dialers or robo-calls for unsolited commercial communications.
Fintech / Regtech
China NFRA Proposes Tighter Rules for Microfinance Industry
By Editors | 31/08/2024
A ¥200,000 single-customer limit is set for online loans taken by individuals, and a ¥10mn per household limit for loans by small and micro enterprises and their owners.
Crypto / Digital Assets
BCBS Paper Warns of Risks in Permissionless DLT Systems
By Manesh Samtani | 30/08/2024
New working paper describes the risks associated with permissionless DLT, highlighting the need for banks to adopt robust risk management strategies.
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