Securities / Derivatives

    Capital / Liquidity

    Philippines Suspends Mount Peak Securities Over Capital Violations

    By Editors | 18/08/2025

    The brokerage is the second to be suspended this year, with CMIC citing grave violations of securities laws and imposing strict trading prohibitions.

    Securities / Derivatives

    CSRC Approves New Paper, Energy, and Pulp Derivatives

    By Editors | 18/08/2025

    The CSRC has greenlit new futures and options contracts for the Shanghai Futures Exchange, covering paper, pulp, and energy products.

    Securities / Derivatives

    SEBI Flags Surge in Enforcement, Difficult Dues in Annual Report

    By Mark Johnston | 18/08/2025

    SEBI's annual report reveals a spike in settlement pleas and inspections amid record capital raising and mounting unrecovered penalties.

    Capital / Liquidity

    ISDA, FIA Call for More Clarity on Australia's CCP Resolution Rules

    By Manesh Samtani | 18/08/2025

    ISDA and FIA have called on the RBA to provide greater predictability on its crisis management powers.

    Securities / Derivatives

    SEBI Permits Advisers, Analysts to Use Fund Units to Meet Deposit Requirements

    By Nithya Subramanian | 18/08/2025

    The move provides an alternative to bank deposits for mandatory capital requirements, giving market professionals more flexibility.

    Securities / Derivatives

    Bangladesh Approves Draft Rules to Overhaul Equity Margin Lending

    By Mark Johnston | 18/08/2025

    New draft rules will restrict margin loans to top-tier stocks, set minimum investor equity thresholds, and impose new risk management obligations on lenders.

    Fintech / Regtech

    Taiwan FSC Hails Success of Digital Push, Citing Adoption of E-Dividend Notices

    By Sanday Chongo Kabange | 18/08/2025

    71% of companies listed on the TWSE's main board and 63% of those on the TPEx are now using the eNotice Platform launched in 2023.

    Securities / Derivatives

    HKEX Details Reporting Rules for Stock Connect Programme Trading

    By Manesh Samtani | 18/08/2025

    The specifications outline file formats, submission procedures and validation processes for firms reporting programme and HFT to mainland exchanges.

    Securities / Derivatives

    KRX Issues Proposed Rules for New Security Token Market

    By Mark Johnston | 18/08/2025

    Strict new rules on issuer capital, lock-ups, and trading raise questions about whether any products will actually be listed.

    Securities / Derivatives

    Taiwan FSC Issues Clarification on ETF Payout Rules

    By Sanday Chongo Kabange | 16/08/2025

    The FSC says recent guidelines aim to stop firms from using new investor cash to inflate distribution yields.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.