Securities / Derivatives

    Securities / Derivatives

    Korea to Institutionalise OTC Exchanges for Unlisted Stocks, Fractional Investments

    By Sanday Chongo Kabange | 19/09/2025

    The regulations will create dedicated licences for OTC platforms, formalising rules on capital, investor protection, and market infrastructure.

    Enforcement

    US Regulator Fines Korea's Shinhan Securities for NYMEX Wash Trades

    By Editors | 19/09/2025

    The Korean firm will pay a USD 212,500 penalty for executing trades that negated market risk, receiving a reduced fine for cooperation.

    Enforcement

    Hong Kong Court Appoints Receivers Over Evergrande Founder's Assets

    By Editors | 18/09/2025

    The move follows Hui Ka Yan's failure to disclose his worldwide assets, as liquidators also pursue the ex-CEO's holdings.

    Securities / Derivatives

    Vietnam Minister Details Reform Progress in London Push for Market Upgrade

    By Editors | 18/09/2025

    Finance Minister Nguyen Van Thang met with LSE and FTSE Russell executives to promote reforms aimed at securing emerging market status.

    Securities / Derivatives

    SGX RegCo Urges REITs to Unlock Value, Brace for Stricter Climate Rules

    By Nithya Subramanian | 18/09/2025

    SGX RegCo will move towards a disclosure-based regime while tightening climate reporting standards, said Tan Boon Gin.

    Securities / Derivatives

    India’s CBI Files Supplementary Chargesheet in NSE Co-location Case

    By Nithya Subramanian | 18/09/2025

    The chargesheet has named additional brokers and detailed their alleged role in securing preferential access to trading servers.

    Securities / Derivatives

    Hong Kong Unveils Sweeping Financial Reforms to Boost Hub Status

    By Manesh Samtani | 18/09/2025

    Chief Executive John Lee's policy address focused on digital assets, RMB internationalisation, and wealth management to reinforce Hong Kong's role as a global financial centre.

    Securities / Derivatives

    OSTTRA and HKEX Complete First USD/CNH Swap Compression Run

    By Editors | 17/09/2025

    The collaboration aims to enhance capital efficiency and risk management amid soaring demand for post-trade optimisation services in Asia.

    Securities / Derivatives

    SHFE Launches New Commodity Derivatives, Expands Foreign Access

    By Editors | 17/09/2025

    The move opens bitumen futures and three new options contracts to qualified foreign investors, while launching the world's first cultural paper derivatives.

    Securities / Derivatives

    CFTC Grants JSCC Conditional Approval for US Client Clearing

    By Manesh Samtani | 17/09/2025

    The decision allows US customers to access the world's most liquid yen swap market, subject to strict disclosure rules on bankruptcy protections.

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