Securities / Derivatives

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    Capital / Liquidity

    Taiwan Securities Firms Gain Flexibility to Establish Simplified Branches

    By Manesh Samtani | 03/04/2025

    Simplified branches would primarily focus on non-brokerage services such as wealth management, account opening, and client advisory services

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    Securities / Derivatives

    SFC Adjusts Eligibility Criteria for OFC and REIT Grant Scheme

    By Sanday Chongo Kabange | 03/04/2025

    The scheme will still cover 70 percent of eligible expenses paid to Hong Kong-based service providers to set up OFCs and REITs, but the caps are lower.

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    Capital / Liquidity

    Initial Margin Rules for OTC Derivatives Take Effect in India

    By Manesh Samtani | 02/04/2025

    The IM and VM rules were initially meant to come into force at the same time, but implementation of the IM rules was deferred last November.

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    Securities / Derivatives

    China Grants Approval to VanEck to Open Private Fund Unit

    By Mark Johnston | 02/04/2025

    The approval comes two years after the US investment management firm abandoned plans to establish a wholly-owned mutual funds business in China.

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    ESG / Sustainability

    SEBI Introduces “Green Credit Programme” Disclosures for Listed Companies

    By Nithya Subramanian | 01/04/2025

    The new framework allows businesses to opt for assessment or assurance, and defers value chain disclosures by a year.

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    Securities / Derivatives

    SEBI Implements Intraday Monitoring of Index Derivative Limits

    By Nithya Subramanian | 01/04/2025

    From 1 April 2025, exchanges must take at least four position snapshots daily. However, SEBI breaches will not result in penalties until further notice.

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    Market Infrastructure

    South Korea Lifts Ban on Short-Selling

    By Sanday Chongo Kabange | 01/04/2025

    South Korea has lifted its ban on short-selling after implementing regulatory reforms including a new naked short-selling detecting system at KRX.

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    Fintech / Regtech

    SFC Launches New AI Market Scanning Detection Model

    By Sanday Chongo Kabange | 01/04/2025

    The SFC is using AI-empowered analytics to identify red flags in listed companies early, so that issues can be addressed before they escalate.

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    Securities / Derivatives

    SEBI Proposes New Guidelines for Expiry Days of Equity Derivatives

    By Nithya Subramanian | 01/04/2025

    The proposed new guidelines aim to reduce concentration risk, improve market stability, and enhance investor protection.

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    Securities / Derivatives

    SC Malaysia Updates Guidelines for Share Offerings by Unlisted Public Companies

    By Nithya Subramanian | 01/04/2025

    The guidelines address concerns over information quality, disclosure standards, and the offering of shares to retail investors.

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