Securities / Derivatives

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    Enforcement

    Singapore to Block Websites of Two Unlicensed Online Trading Platforms

    By Nithya Subramanian | 10/06/2025

    From 20 June, the Singapore public will not be able to access Octa and XM’s online platforms as they don’t have the requisite licences.

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    Securities / Derivatives

    TPEx Expands Structured Bond Sales for Corporate Fundraising

    By Mark Johnston | 10/06/2025

    Taipei Exchange’s policy shift aims to boost corporate fundraising by expanding access to structured international bond sales.

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    Securities / Derivatives

    Brazil Makes Plans to Issue First Sovereign Panda Bonds in China

    By Manesh Samtani | 10/06/2025

    Brazil considers issuing CNY-denominated bonds, seeking to diversify funding sources and strengthen ties with its largest trading partner.

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    Enforcement

    FSS Korea Uncovers Violations by Quasi-Investment Advisory Firms

    By Nithya Subramanian | 10/06/2025

    The FSS uncovered widespread non-compliance among quasi-investment advisory firms, including reporting violations and unregistered advisory activities.

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    Securities / Derivatives

    SET Proposes Adjustments to Free Float and IPO Rules

    By Editors | 09/06/2025

    The Thai bourse aims to boost market competitiveness by easing requirements for new listings, targeting major domestic and international firms.

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    Securities / Derivatives

    MCX Gets SEBI Nod to Launch Electricity Futures Contract

    By Nithya Subramanian | 09/06/2025

    The new contract will help power producers, distribution companies, and large consumers manage price volatility and financial risks.

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    Securities / Derivatives

    Taiwan Eases Foreign Securities Rules for High-Net-Worth Investors

    By Editors | 09/06/2025

    Taiwan’s FSC has relaxed age restrictions and custody rules to enable securities firms to better cater to sophisticated investors.

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    Securities / Derivatives

    Taiwan Central Bank Warns of Growing Risks from ETF Market

    By Nithya Subramanian | 09/06/2025

    The growth of the ETF market poses financial stability risks due to investor herding, liquidity challenges and questionable asset management practices.

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    Enforcement

    SFC Outlines Multi-Pronged Strategy Against Unlicensed Finfluencers

    By Manesh Samtani | 06/06/2025

    The SFC has conducted thematic inspections to assess the practices used by intermediaries that engage with finfluencers.

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    ESG / Sustainability

    SEBI Unveils New Framework for ESG Debt Securities

    By Nithya Subramanian | 06/06/2025

    The framework aims to boost transparency and standardisation in the ESG debt market and curb “purpose-washing”.

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