Securities / Derivatives

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    Securities / Derivatives

    CUAM, Azimut to Cooperate on Establishing China-UAE ETF Link

    By Editors | 20/12/2024

    China Universal Asset Management and Azimut Group will work on launching an ETF Link between the SSE and ADX.

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    Market Infrastructure

    Hong Kong Forms Working Group to Lead Gold Market Development

    By Sanday Chongo Kabange | 20/12/2024

    The working group will help to create a comprehensive ecosystem for Hong Kong’s new gold trading market, says Christopher Hui.

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    Market Infrastructure

    JSCC Launches Margin Simulation Tool for JPY Interest Rate Swaps

    By Editors | 19/12/2024

    The margin simulation tool includes cross-margining functionality covering yen IRS, 10-year JGB Futures and TONA Futures.

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    Capital / Liquidity

    FSB Proposes Recommendations to Address Leverage in NBFI

    By Editors | 19/12/2024

    The policy recommendations seek to address financial stability risks arising from leverage in non-bank financial institutions.

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    Capital / Liquidity

    PBOC Warns FIs Against Excessive Bond Market Trading

    By Manesh Samtani | 19/12/2024

    The PBOC revealed that comprehensive investigations were underway to crack down on possible bond market violations.

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    Enforcement

    JSDA Fines Nomura Over JGB Futures Manipulation Case

    By Editors | 19/12/2024

    The FSA, OSE and TSE have each already penalised Nomura Securities for JGB futures manipulation by one of its traders in March 2021.

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    Fintech / Regtech

    HKEX Launches New Data Marketplace for Investors

    By Sanday Chongo Kabange | 19/12/2024

    “HKEX Data Marketplace” will allow data users to access historical and reference data on securities and derivatives.

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    Market Infrastructure

    New Zealand Proposes Measures to Boost Capital Market

    By Manesh Samtani | 19/12/2024

    The measures will make it easier for KiwiSaver funds to invest in unlisted assets, and improve the attractiveness and ease of listing on NZX.

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    Securities / Derivatives

    APRA Identifies Valuation Governance Weaknesses at Super Funds

    By Sanday Chongo Kabange | 18/12/2024

    APRA said superannuation trustees need to further enhance their valuation and liquidity risk management practices.

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    Enforcement

    New Zealand FMA Censures Pathfinder for Misleading Representations

    By Sanday Chongo Kabange | 18/12/2024

    The FMA said Pathfinder Asset Management should have included information in social media ads about exceptions permitted by its ethical investment policy

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