Securities & Trading
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Japan Probes Banks’ Currency Settlement Risk
Samuel Riding, Regulation Asia June 16, 2016Financial Services Agency to check whether banks and brokers use automated services.
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BSE to Test Trading at Disaster Recovery Site
Samuel Riding, Regulation Asia June 16, 2016BSE (Bombay Stock Exchange) will conduct a mock trading session from a disaster recovery site in Hyderabad to test the strength of its systems.
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AxiomSL, SAP Launch Regulatory Data Product
Samuel Riding, Regulation Asia June 15, 2016Platform supports regulatory and risk reporting, data aggregation.
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ASIC Confirms ASX Meets Regulatory Obligations
Samuel Riding, Regulation Asia June 15, 2016Conclusion based on surveillance assessments and engagement with HK, Singapore regulators.
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PBOC to Allow FI Bankruptcies
Samuel Riding, Regulation Asia June 14, 2016Deputy governor says orderly market exits for financial institutions should be encouraged.
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FIX Develops MiFID Reporting Protocol
Samuel Riding, Regulation Asia June 14, 2016Protocol covers transmission of MiFID II transaction reports to approved mechanisms.
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MAS Sets Up Dedicated AML Unit
Samuel Riding, Regulation Asia June 14, 2016Singapore regulator will also create new enforcement unit, drawing in staff from different divisions.
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CSRC to Further Strengthen Direct Supervision
Samuel Riding, Regulation Asia June 13, 2016Regulator to continue with strict oversight, strengthen action on restructuring, M&A manipulation.
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Vietnam, S.Korea to Cooperate on Financial Supervision
Samuel Riding, Regulation Asia June 13, 2016Vietnam’s NFSC and Korea’s FSC will also share data on regulatory activities and financial institutions.
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Bursa Malaysia Eases Broker, Clearing Participant Access
Samuel Riding, Regulation Asia June 10, 2016Institutions will be able to start activity with only a notification to their respective markets.
