Securities / Derivatives

    Securities / Derivatives

    India’s CBI Files Supplementary Chargesheet in NSE Co-location Case

    By Nithya Subramanian | 18/09/2025

    The chargesheet has named additional brokers and detailed their alleged role in securing preferential access to trading servers.

    Securities / Derivatives

    Hong Kong Unveils Sweeping Financial Reforms to Boost Hub Status

    By Manesh Samtani | 18/09/2025

    Chief Executive John Lee's policy address focused on digital assets, RMB internationalisation, and wealth management to reinforce Hong Kong's role as a global financial centre.

    Securities / Derivatives

    OSTTRA and HKEX Complete First USD/CNH Swap Compression Run

    By Editors | 17/09/2025

    The collaboration aims to enhance capital efficiency and risk management amid soaring demand for post-trade optimisation services in Asia.

    Securities / Derivatives

    SHFE Launches New Commodity Derivatives, Expands Foreign Access

    By Editors | 17/09/2025

    The move opens bitumen futures and three new options contracts to qualified foreign investors, while launching the world's first cultural paper derivatives.

    Securities / Derivatives

    CFTC Grants JSCC Conditional Approval for US Client Clearing

    By Manesh Samtani | 17/09/2025

    The decision allows US customers to access the world's most liquid yen swap market, subject to strict disclosure rules on bankruptcy protections.

    Securities / Derivatives

    Japan Proposes Rule Change to Widen CCP Scope for Investment Trusts

    By Editors | 17/09/2025

    The FSA has opened a consultation on a proposal to allow central counterparties to clear a broader range of funds, including active ETFs.

    Enforcement

    Hong Kong SFC Imposes Five Year Ban on Former Citi Executive

    By Sanday Chongo Kabange | 17/09/2025

    The SFC says Richard Heyes is responsible for a decade of serious internal control failures and dishonest practices in Citigroup Global Markets' Asia equities business.

    Securities / Derivatives

    Korea Exchange Opens 4th International Office in New York

    By Nithya Subramanian | 16/09/2025

    The new office is expected to expand the exchange's presence and attract global investors.

    Securities / Derivatives

    HKMA Revises Supervisory Guide on Visiting Finance Professionals

    By Manesh Samtani | 16/09/2025

    HKMA extends the permissible engagement period for itinerant professionals to 45 days and consolidates rules for fund depositaries.

    Securities / Derivatives

    Hong Kong Surpasses Family Office Target Ahead of Schedule

    By Manesh Samtani | 16/09/2025

    Hong Kong has attracted over 200 family offices since 2022, spurred by new tax concessions and investment schemes.

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