Securities / Derivatives

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    Enforcement

    RBA “Lost Confidence” in ASX Months Before December Outage – Report

    By Sanday Chongo Kabange | 10/04/2025

    The RBA had warned ASX in a September 2024 confidential that it had lost confidence in the exchange’s ability to manage its operations and risks.

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    ESG / Sustainability

    Thailand’s SEC Launches Special ESG Fund Guidelines

    By Nithya Subramanian | 10/04/2025

    Asset managers can start applying for Thai ESGX fund approvals from 16 April 2025. The first 36 funds are expected to launch on 2 May 2025.

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    AML / KYC

    SEBI Mandates Use of ‘1600’ Phone Number Series to Curb Fraud

    By Nithya Subramanian | 10/04/2025

    SEBI has asked customers to exercise caution with calls from generic mobile numbers that may be used by malicious actors.

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    Fintech / Regtech

    China, Georgia Sign MoU on Central Bank Cooperation

    By Editors | 09/04/2025

    PBOC and the National Bank of Georgia will cooperate on monetary policy, fintech, payment systems, and securities market development.

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    Securities / Derivatives

    Taiwan Announces Measures to Maintain Market Stability

    By Manesh Samtani | 09/04/2025

    US tariffs prompted Taiwan authorities to impose short-selling curbs and activate a stock market stabilisation fund used in times of crisis.

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    Crypto / Digital Assets

    Euroclear Joins HKMA’s Tokenisation Initiative, Project Ensemble

    By Editors | 09/04/2025

    Euroclear is joining as an Architecture Community member. HKMA also welcomed six new firms to the Ensemble Sandbox.

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    Crypto / Digital Assets

    Philippines Set to Simplify Access to Government Securities

    By Mark Johnston | 09/04/2025

    The popular GCash app will introduce a feature simplifying the process for Filipinos to invest in government bonds.

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    Enforcement

    Korea FSS Investigates MBK Investment Advisory Firm

    By Thisanka Siripala | 09/04/2025

    The investigation follows allegations of misuse of non-public information linked to a public acquisition in 2023.

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    Market Infrastructure

    Vietnam’s New Trading System to Go Live on 5 May

    By Nithya Subramanian | 09/04/2025

    The new trading system is currently in its final testing stage. It introduces features such as short-selling and faster settlement cycles.

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    Securities / Derivatives

    China, Brazil Exchanges Sign ETF Connectivity Agreement

    By Editors | 08/04/2025

    The SSE will “diligently prepare for the timely introduction of ETF products to expand investment opportunities for investors in both countries”.,

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