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Enforcement
US SEC Fines JPMorgan Units $151m for Regulatory Violations
By Editors | 05/11/2024
The amount includes $61mn of civil penalties and $90mn of reimbursements to customers, settling five separate enforcement actions brought by the SEC.
Market Infrastructure
HKEX to Digitalise ETP Creation and Redemption Process
By Sanday Chongo Kabange | 05/11/2024
HKEX will introduce a new web-based platform that will connect ETP participants through the use of distributed ledger technology and smart contracts.
Crypto / Digital Assets
UBS Launches First Tokenised Money Market Fund
By Nithya Subramanian | 05/11/2024
The so-called uMINT fund UBS Asset Management’s first ever money market investment fund built on Ethereum distributed ledger technology.
Securities / Derivatives
Tokyo Stock Exchange Goes Live With Trading System Upgrade
By Manesh Samtani | 05/11/2024
The changes allow bulk order cancellation, introduce a closing auction session, and extend the TSE’s trading hours by 30 minutes.
Crypto / Digital Assets
Citi and Fidelity International Announce PoC of On-chain MMF
By Editors | 04/11/2024
The solution, a tokenised MMF with an embedded digital FX swap, can “enable faster, seamless management of treasury positions, eliminate delays and improve efficiency”.
Press Release
DSB Wins Award for Outstanding Contribution to Regulatory Reforms
By Editors | 04/11/2024
DSB won the Outstanding Contribution to Regulatory Reforms award at the 7_th Regulation Asia Awards for Excellence_ 2024.
Press Release
ISDA Wins Industry Association of the Year at 2024 Regulation Asia Awards
By Editors | 04/11/2024
ISDA won Industry Association of the Year at the 7th Regulation Asia Awards for Excellence 2024, celebrated at an in-person ceremony on 4 November 2024.
Press Release
Gekko Lab and HKEX Awarded Capital Markets Collaboration of the Year
By Editors | 04/11/2024
Gekko Lab, in collaboration with HKEX, was awarded Capital Markets Collaboration of the Year at the 7th Regulation Asia Awards for Excellence 2024.
Press Release
CDSL Wins Market Infrastructure of the Year at 2024 Regulation Asia Awards
By Editors | 04/11/2024
Central Depository Services (India) Limited was awarded the ‘Market Infrastructure of the Year’ award at the 7th Regulation Asia Awards for Excellence 2024.
Press Release
DTCC Wins Best Trade Reporting Solution at 2024 Regulation Asia Awards
By Editors | 04/11/2024
DTCC was awarded Best Trade Reporting Solution award at the 7th Regulation Asia Awards for Excellence 2024
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