Securities / Derivatives

Securities / Derivatives

New Rules on Treasury Stocks Take Effect in South Korea

By Editors | 01/01/2025

The new rules prohibit listed companies from adding to treasury stocks during corporate spin-offs to protect ordinary shareholders.

Enforcement

Japan: Former FSA and TSE Employees Charged for Insider Trading

By Editors | 01/01/2025

The former judge traded on insider information obtained through his work for the FSA. The former TSE employee fed inside information to his father.

Securities / Derivatives

JPX Launches Tool to Reduce Burden of Preparing ESG Disclosures

By Editors | 01/01/2025

The tool is intended to make it easier for TSE-listed companies to gather relevant information in the process of preparing sustainability disclosures.

Securities / Derivatives

SEBI to Implement Stricter Rules for SME Listings

By Editors | 01/01/2025

SEBI is raising the minimum investment required to subscribe to an SME IPO and introducing measures to ensure promoters retain significant shareholdings.

Market Infrastructure

Taiwan, Japan to Launch First Cross-border ETF in Q3 2025

By Manesh Samtani | 01/01/2025

New FSC recognition paves the way for Taiwanese ETFs to be brought into the Japanese market for the first time

Market Infrastructure

SEBI Provides Relief on Deadlines for Cybersecurity Measures

By Editors | 01/01/2025

SEBI said it won’t impose penalties for non-compliance for three months provided REs can demonstrate progress with implementation.

Enforcement

SFC Fines Ever-Long Securities for IPO Sponsor Failures

By Editors | 30/12/2024

The SFC said Ever-Long Securities failed to perform appropriate due diligence and make complete disclosures in a GEM listing application.

Securities / Derivatives

Japan FSA to Establish New Asset Management Division

By Editors | 30/12/2024

The FSA aims to develop the asset management industry as the fourth financial industry pillar alongside banking, securities, and insurance.

Market Infrastructure

SFC, HKMA Issue Revised Derivatives Reporting Guidance

By Editors | 30/12/2024

Revised FAQs and Supplementary Reporting Instructions have been issued to reflect changes taking effect on 29 September 2025.